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Evolution and Ecology in Widespread Acoustic Signaling Behavior Across Fishes

View ORCID ProfileAaron N. Rice, View ORCID ProfileStacy C. Farina, Andrea J. Makowski, Ingrid M. Kaatz, Philip S. Lobel, View ORCID ProfileWilliam E. Bemis, View ORCID ProfileAndrew H. Bass
doi: https://doi.org/10.1101/2020.09.14.296335
Aaron N. Rice
1Center for Conservation Bioacoustics, Cornell Lab of Ornithology, Cornell University, 159 Sapsucker Woods Road, Ithaca, NY, USA
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  • ORCID record for Aaron N. Rice
  • For correspondence: arice@cornell.edu ahb3@cornell.edu
Stacy C. Farina
2Department of Biology, Howard University, 415 College St NW, Washington, DC, USA
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  • ORCID record for Stacy C. Farina
Andrea J. Makowski
3Department of Neurobiology and Behavior, Cornell University, 215 Tower Road, Ithaca, NY USA
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Ingrid M. Kaatz
4Stamford, CT, USA
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Philip S. Lobel
5Department of Biology, Boston University, 5 Cummington Street, Boston, MA, USA
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William E. Bemis
6Department of Ecology and Evolutionary Biology and Cornell University Museum of Vertebrates, Cornell University, 215 Tower Road, Ithaca, NY, USA
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Andrew H. Bass
3Department of Neurobiology and Behavior, Cornell University, 215 Tower Road, Ithaca, NY USA
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  • For correspondence: arice@cornell.edu ahb3@cornell.edu
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Abstract

Acoustic signaling by fishes has been recognized for millennia, but is typically regarded as comparatively rare within ray-finned fishes; as such, it has yet to be integrated into broader concepts of vertebrate evolution. We map the most comprehensive data set of volitional sound production of ray-finned fishes (Actinopterygii) yet assembled onto a family level phylogeny of the group, a clade representing more than half of extant vertebrate species. Our choice of family-level rather than species-level analysis allows broad investigation of sonifery within actinopterygians and provides a conservative estimate of the distribution and ancestry of a character that is likely far more widespread than currently known. The results show that families with members exhibiting soniferous behavior contain nearly two-thirds of actinopterygian species, with potentially more than 20,000 species using acoustic communication. Sonic fish families also contain more extant species than those without sounds. Evolutionary analysis shows that sound production is an ancient behavior because it is present in a clade that originating circa 340 Ma, much earlier than any evidence for sound production within tetrapods. Ancestral state reconstruction indicates that sound production is not ancestral for actinopterygians; instead, it independently evolved at least 27 times, compared to six within tetrapods. This likely represents an underestimate for actinopterygians that will change as sonifery is recognized in ever more species of actinopterygians. Several important ecological factors are significantly correlated with sonifery – including physical attributes of the environment, predation by members of other vertebrate clades, and reproductive tactics – further demonstrating the broader importance of sound production in the life history evolution of fishes. These findings offer a new perspective on the role of sound production and acousticcommunication during the evolution of Actinopterygii, a clade containing more than 34,000 species of extant vertebrates.

Introduction

While spoken language is regarded as a uniquely human attribute, the use of sound as a vertebrate communication channel also occurs in other terrestrial species and marine mammals (Bradbury and Vehrencamp 2011, Ladich and Winkler 2017). Less well known is its prevalence among fishes, despite multiple early descriptions of anatomy, physiology or behavior (Dufossé 1874, Tower 1908), including von Frisch’s comments on its widespread distribution as early as 1938:

It may well be asked for what purpose fishes are able to hear so well in silent water. … We know many species of sound-producing fish. There may be many more species of sound-producing fishes not yet known. … [and] much to discover in the future about the language of fishes. (von Frisch 1938)

Since then, a growing body of evidence shows the importance of volitional sound production in social communication and reproduction especially among ray-finned fishes (Actinopterygii) (Ladich 2015), a group that includes more than half of extant vertebrate diversity. Together with Sarcopterygii (coelacanths, lungfishes, and tetrapods, which includes amphibians, reptiles, birds, and mammals), Actinopterygii is one of two extant radiations of bony vertebrates(Nelson et al. 2016). Although there is evidence for soniferous behavior in 800-1000 species of actinopterygians (Ladich 2015, Ladich et al. 2006) and numerous studies of neural and hormonal mechanisms that are similar to those of tetrapods (Bass 2014, Zhang and Ghazanfar 2020), more widespread recognition of acoustic behavior among fishes and its integration into broader concepts of vertebrate evolution are still lacking. This is, in part, because sound production is not externally obvious in fishes, nor can those sounds be easily detected underwater without specialized technology (Mann et al. 2016).

A recent study on the evolution of acoustic communication focused on tetrapods, recognized the important need for a comparable study of fishes (Chen and Wiens 2020). Using evolutionary modelling, combined with the most recent comprehensive phylogeny, we show that volitional sound production is ancestral for several speciose radiations that together comprise nearly two-thirds of the 34,000 valid extant species of actinopterygians (Fricke et al. 2020). We also show that sound production has evolved at least 27 times among actinopterygians, including the basal clade that diverged in the Carboniferous Period (∼340 Ma). Thus, actinopterygian sonifery is likely an ancient communication mode that originated earlier than estimates for the origin of acoustic communication in tetrapods where it is proposed to have evolved six times (Chen and Wiens 2020). Nocturnality was identified as the one ecological factor contributing to the evolution of acoustic communication among tetrapods (Chen and Wiens 2020). We show that actinopterygian families with soniferous species are correlated with multiple ecological factors, including reproductive and mating tactics, trophic levels and complexity of habitats that vary in depth, substrate composition, and salinity.

In aggregate, our evidence strongly supports the hypothesis that, like tetrapods, acoustic communication is an ancient but also convergently evolved innovation across actinopterygian fishes. Unlike tetrapods, we find that actinopterygian soniferous behavior is associated with a broad range of abiotic and biotic factors, which may explain its repeated and independent evolution nearly 30 times in clades that include many of the most species-rich groups. The demonstration of repeated evolution of acoustic communication in tetrapods and now in ray-finned fishes highlights the strong selection pressure favoring this signaling modality across vertebrates.

Materials and Methods

We operationally define acoustic signaling, or soniferous behavior (we use these terms interchangeably) as volitional sound production associated with acoustic communication rather than by-products of feeding or locomotion. Like Chen and Wiens (2020), we score the presence or absence of soniferous behavior at a family level, in this case for valid extant species of actinopterygians in 461 families represented by species in Rabosky et al. (2018) with the assumption that sonifery is conserved and characteristic at the family level (Fricke et al. 2018). We use three lines of evidence from one or more reports to demonstrate the presence of soniferous behavior in 167 of the 461 families in our analysis (Fig. S1, Tables S1, S2): 1) quantitative or pictorial documentation of acoustic recordings (107 families); 2) the presence of specialized morphology strongly predictive of sonic ability (Fine and Parmentier 2015) (26 families); or 3) qualitative descriptions of sounds strongly predictive of sonic ability and behaviorally-relevant acoustic signals (Hubbs 1920, von Frisch 1938) (34 families). To be conservative, we code as 0 (silent) all families lacking such evidence.

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Table 1.

Probabilities sound production is ancestral state, and phylogenetic signal for Actinopterygii (ray-finned fishes) and some of its sub-clades

Data on fish sound production were obtained from journals, technical reports, conference proceedings, theses, and books (Table S1). We mapped the presence (= 1) or absence (i.e. silent, = 0) of soniferous behavior onto Rabosky et al.’s (2018) recent phylogeny of Actinopterygii that includes species from 461 families (Fig. S1, Table S1). Species included in the phylogeny by Rabosky et al. (2018) were assigned to families using Catalog of Fishes (Fricke et al. 2018).

Since Rabosky et al. (2018), new species have been described and familial designations changed (Fricke et al. 2020). We note that four families in our analyses (Abyssocottidae, Comephoridae, Cynolebiidae, Hapalogenyidae) were merged into other families, and approximately 14 new families were recognized (Fricke et al. 2020).

We scored the presence or absence of soniferous behavior as a binary character (Table S2). Ancestral states were calculated using stochastic character mapping with the make.simmap function in the phytools (Revell 2012) package for R, with 1,000 MCMC generations, sampling every 100 generations. Root node values and transition rates were calculated by simulation and posterior probabilities were mapped using the densityMap function in phytools (Revell 2012) (Figs 1, 2). Phylogenetic signal was calculated using the D statistic (Fritz and Purvis 2010) with the caper R package (Orme et al. 2013).

Ecological attributes for all 461 families were downloaded from FishBase(Froese and Pauly 2019) using rfishbase 3.04 R package (Boettiger et al. 2012) (see SI Appendix, Table S2 for complete data). Ecological parameters predictive of soniferous behavior were determined using logistic regression with a phylogenetic generalized linear model (Ives and Garland 2010) in phylolm 2.6 R package (Ho and Ané 2014). Since we tested several models for each set of parameters, we used Bonferroni correction to reduce Type I error (Rice 1989). Data on species number per family are from the Eschmeyer Catalog of Fishes (Fricke et al. 2020).

Results

Ancestral States

Stochastic character mapping simulates the distribution of a character along branches of a phylogeny (Bollback 2006, Revell 2012) and summaries of many simulations (N = 1000 in this study) are used to compute probabilities of a character being ancestral at nodes.

Figure 1 reconstructs ancestral states of soniferous behavior across actinopterygian phylogeny, showing the probabilities of soniferous behavior being ancestral, ranging from 0% (silent) to 100% (soniferous); Table 1 presents probability values at key nodes.

Fig. 1.
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Fig. 1. Family-level phylogenetic tree of actinopterygians depicting evolution of soniferous behavior.

Shown here are posterior probabilities from ancestral state reconstruction using stochastic character mapping. Probability is represented as a gradient, where blue indicates a high probability and red a low probability of soniferous behavior, and yellow is equivocal. Tree is pruned from species-level phylogeny of Rabosky et al.(Rabosky et al. 2018) to family-level here.

Although sonifery occurs in the three extant clades of non-teleostean actinopterygians (Polypteriformes, Acipenseriformes, and Holostei) (Fig. 1), this reconstruction reveals that soniferous behavior is unlikely ancestral for Actinopterygii (29.4% probability). Teleostei, which comprises > 99.8% of actinopterygian species, also has low support (15.2% probability) that soniferous behavior is the ancestral state. Likewise, Osteoglossomorpha, an early diverging clade of teleosts, contains several soniferous families, but only a 25.5% probability that soniferous behavior is ancestral. Otocephala, a speciose subclade of actinopterygians exhibiting morphological adaptations to enhance hearing (Braun and Grande 2008), has an even lower probability that soniferous behavior is ancestral, 9.6%. Ostariophysi, a large subgroup of otocephalans well known for the Weberian apparatus (chain of bony elements that enhance hearing), has the lowest value among the groups analyzed that soniferous behavior is ancestral, 8.5%. A second large subclade of Teleostei, Euteleostei, includes two-thirds of living fish species, but here, too, there is little support that soniferous behavior is ancestral, 9.6%.

We find much stronger support for soniferous behavior as a character at the base of some key nodes. Siluroidei, a subclade of catfishes, and Curimatoidea, a subclade of characins, have 96.7% and 67% probabilities, respectively, that soniferous behavior is ancestral (Figs. 1, 2a.

Fig. 2.
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Fig. 2. Posterior probability soniferous behavior within major actinopterygian clades.

(a) Otocephala, (b) Anabantaria + Carangaria + Ovalentaria, and (c) Eupercaria. For phylogenetic trees showing the ancestral state estimation and associated evolutionary probabilities of sound production being ancestral by stochastic character mapping, probability is represented as a gradient where blue indicates high and red is low probability of sound production; yellow is equivocal.

Acanthomorpha, which includes 85% of fish species in marine habitats (Wainwright and Longo 2017), has a low probability (31.4%) sonifery is ancestral. However, two of its subclades, Eupercaria (e.g., “surgeonfish”, “drums”, “grunts”, scorpaenoids) and Anabantaria + Carangaria + Ovalentaria (e.g., gouramis [Osphronemidae], jacks [Carangidae], cichlids [Cichlidae]) have 88.6% and 64.1% probabilities, respectively (Fig. 2b, c). An even higher probability value, 97.5%, supports soniferous behavior as ancestral for a crown group within Eupercaria, Hexagrammidae (greenlings) + Zoarcoidei (e.g., wolffishes) + Cottoidei (e.g., sculpin) (Fig. 2b).

In aggregate, our results indicate that acoustic signaling, or soniferous behavior, has a high probability (>75%) of being ancestral for at least 27 nodes across Actinopterygii (Fig. S2). We interpret this as evidence of widespread, independent evolution of volitional sound production.

Phylogenetic signal

Patterns of ancestral states alone do not predict evolutionary processes underlying character evolution, making it necessary to evaluate phylogenetic signal (Blomberg et al. 2003). We use the D statistic for binary characters (Chen and Wiens 2020, Fritz and Purvis 2010), in this case soniferous or silent, to calculate phylogenetic signal. For each clade, we computed D and the probability that character evolution results from Brownian phylogenetic structure, which can be visualized by the proximity of the clade’s observed D-value to the center of the distribution of simulated D-values assuming Brownian evolutionary processes (Fig. S3).

Where D is > 0.0, the evolution of soniferous behavior is phylogenetically random and not conserved within a group. Where D is close to or < 0.0, evolution of soniferous behavior results primarily from Brownian evolutionary processes and phylogenetic structure, and is conserved within a group.

Actinopterygii and Teleostei have D values of 0.404 and 0.368, respectively (see Table 1 for all D values). The next set of large clades, Otocephala, Ostariophysi and Euteleostei, have D values of 0.328, 0.208, and 0.200, respectively. These values indicate that soniferous behavior is not conserved within these groups, in agreement with the relatively low to intermediate probabilities that it is ancestral for these groups (8.5% - 29.4%; Table 1). For Siluroidei, a large subclade of Otocephala, D is -0.469, consistent with the high probability that this character is ancestral for Otocephala (96.7%, Table 1).

Acanthomorpha has D = 0.270, in agreement with the relatively low probability that sonifery is ancestral for this group (Table 1). However, within Acanthomorpha, several nested groups show negative D values or values very close to 0.0, in agreement with the high probabilities that soniferous behavior is ancestral for these groups (Table 1). This includes two large acanthomorph clades, Eupercaria and Anabantaria + Carangaria + Ovalentaria, with D values of -0.066 and 0.075, respectively. Within Eupercaria, Hexagrammidae + Zoarcoidei + Cottoidei, D = -0.676. The two smallest subclades studied, Osteoglossomorpha and Curimatoidea, have D values of 1.680 and -31.388, respectively, that agree with low (Osteoglossomorpha) and high (Curimatoidea) probabilities sonifery is ancestral for these groups (Table 1).

Hearing specializations

Novel auditory morphologies, generally referred to as hearing specializations, e.g., the Weberian apparatus or swim bladder extensions contacting the otic capsule, may have evolved 20 times within Teleostei (Braun and Grande 2008). Families with these adaptations (Braun and Grande 2008, Colleye et al. 2019, Radford et al. 2013) (Table S2), 62 of 119, are highly correlated with soniferous behavior (phylogenetic logistic regression; P = 0.004).

Habitat Complexity

Actinopterygian families with soniferous taxa live in habitats that vary in complexity depending on one or more of the following: water salinity, depth and substrate composition (Boettiger et al. 2012, Froese and Pauly 2019) (Table S2). Freshwater and brackish water are more likely than marine habitats to have families with soniferous taxa (P < 0.000, < 0.000, > 0.05, respectively; values here and below based on logistic regression with a phylogenetic generalized linear model(Ives and Garland 2010) after Bonferroni correction). Marine families in shallow intertidal (< 5 m depth) and neritic (< 200 m depth) zones are more likely to have soniferous taxa (P < 0.000) than families with oceanic (i.e. marine pelagic) fishes (P > 0.05). Within families with freshwater species, there is no significant correlation of soniferous behavior with depth (littoral zone, sublittoral zone, caves; P values > 0.05). Habitats with coarse (P = 0.008), but not fine (P > 0.05), sediment are also more likely to have families with soniferous taxa. Soniferous families are not more likely to live in any one particular climate (polar, temperate, boreal, tropical, subtropical; P values > 0.05).

Grosberg et al. (2012) consider the complexity of freshwater and marine environments, and how more structurally complex habitats are associated with higher biodiversity. Of the 27 independent evolutionary events of soniferous behavior we describe (Fig. S2, Table S3), 18 clades are primarily freshwater, and nine are either marine, anadromous, or mixed. With the exception of Myctophidae, 26 of the 27 clades live in shallow waters or demersal/benthic habitats.

Feeding and Reproductive Ecologies

Actinopterygian families exhibiting acoustic signaling are associated with several other behavioral phenotypes (Table S2). Marine families with grazing species are more likely to contain soniferous taxa (P = 0.011), as are families with mating tactics and reproductive modes ranging from batch spawning (P < 0.0001) and internal fertilization (P = 0.005), to nest guarding (P = 0.001), parental care (P = 0.004) and alternative reproductive tactics (17 of 23 families identified by Mank and Avise (2006); P < 0.0001). Families showing sex reversal (protogyny, protandry, hermaphroditism) are not more likely to contain soniferous taxa (P > 0.05). Consistent with field observations, actinopterygian families with soniferous taxa are significant prey for birds (Elliott et al. 2003) and elasmobranchs (Navia et al. 2007) (P = 0.002, 0.001, respectively; cetaceans (McCabe et al. 2010) and pinnipeds(Lance and Jeffries 2009) are known predators, but P values > 0.05).

Discussion

Although actinopterygian fishes have long been known capable of volitional sound production (Popper and Casper 2011), few studies integrate their acoustic communication ability into a broad evolutionary context across bony vertebrates (Bass et al. 2015, Fine and Parmentier 2015). We show evidence for soniferous behavior in 167 families, containing nearly two-thirds of the estimated 34,000 valid extant species of actinopterygians (Figs. 1, 2; Tables S1, S2).

Actinopterygians independently evolved soniferous ability at least 27 times (Fig. S2, Table S3). To our knowledge, all species studied to date that are capable of volitional sound production have been shown to use sound in a signaling context to either conspecific or heterospecific individuals (Ladich 2015, Ladich et al. 2006). Consequently, sound production is likely an important communication modality in most actinopterygian species. This includes two species of polypterids (Ladich and Tadler 1988), members of a family that diverged from the actinopterygian stem circa 340 Ma during the Carboniferous Period (Giles et al. 2017). This suggests that acoustic communication in actinopterygians may have similarly ancient origins, predating its emergence within tetrapods, which occurred circa 100-200 Ma (Chen and Wiens 2020). We further show significant correlations between families with soniferous species and diverse freshwater and marine habitats, predation by birds and elasmobranchs, and many reproductive and mating tactics. In parallel with recent findings for tetrapods(Chen and Wiens 2020), our results indicate strong selection to exploit acoustic signaling for communication and ecological success across vertebrate evolution.

Pattern and process

Within Actinopterygii, soniferous behavior occurs across the most speciose clades and has evolved independently at least 27 times, compared to only six within tetrapods (Chen and Wiens 2020). This high frequency of convergent evolution suggests that “the interplay of historical contingency and natural selection” (Blount et al. 2018) has a prominent role in the evolution of vertebrate acoustic communication behavior. A comparable degree of convergent evolution among actinopterygians is reported for alternative reproductive tactics (Mank and Avise 2006), suggesting that extensive convergence may be an evolutionary attribute of behavioral and reproductive ecology as well as other characters in actinopterygians (e.g., venom (Smith and Wheeler 2006), restricted gill openings (Farina et al. 2015), vertebrae (Ward and Brainerd 2007), adipose fins (Stewart et al. 2014), migratory behavior (Burns and Bloom 2020), bioluminescence (Davis et al. 2014)).

The presence and absence of soniferous behavior among actinopterygians likely includes secondary loss, suggested elsewhere to drive speciation (Miles and Fuxjager 2019). Within speciose clades where sonifery has a high probability of being ancestral (Siluroidei, Eupercaria, Anabantaria + Carangaria + Ovalentaria, Hexagrammidae + Zoarcoidei + Cottoidei), non-soniferous clades may have secondarily lost this character. Hexagrammidae + Zoarcoidei + Cottoidei have 97.9% probability that sound production is ancestral, and a very low D value (- 0.676, Table 1, Fig. 2b). Within this group, Cottoidei comprises an estimated 850 species (compared to 9 hexagrammid and 405 zoarcoid species) with a very high probability that soniferous behavior is ancestral (98.8%). This correlates with a low D value (-0.330), suggesting that the evolution of soniferous behavior within Cottoidei results primarily from Brownian evolutionary processes. Fish and Mowbray (1970) comment on the absence of sound production in Zoarcidae [their Zoarchidae]. If further research provides conclusive evidence for absence, then our tree (Fig. 2c) likely indicates secondary loss. Other places to investigate potential loss of soniferous capacity are between sister groups where one is coded as silent (e.g., Lophiiformes) and the other is soniferous (Tetraodontiformes; Fig. 2c). A particularly fascinating case of secondary loss concerns catfishes in the genus Synodontis; some species are only soniferous and others only weakly electric (Boyle et al. 2014). Weakly electric Synodontis have reduced sonic muscle characters, but share characters with myogenic electric organs (Kéver et al. 2020).

Further demonstration of the loss of sonifery would support the hypothesis that losses can be as important in generating diversity as gains of complexity (Miles and Fuxjager 2019).

Together, D values show soniferous behavior is highly conserved (low D) in some lineages, but less in others (high D). Comparisons of ancestral state probabilities and D values show that clades with a higher probability of soniferous ability in the common ancestor also tend to have lower D values (Table 1, Fig. 3a), indicating that when it is ancestral, it has a higher probability of being conserved within a clade. This relationship becomes even clearer when plotting ancestral state probabilities against the probability that phylogenetic signal results from Brownian phylogenetic structure (Fig. 3b). It may intuitively follow that an ancestral trait is more likely to be conserved, but these two metrics are independently derived.

Fig. 3.
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Fig. 3. Phylogenetic signal versus ancestral state estimation for evolution of actinopterygian soniferous behavior.

(a) D statistic value (Fritz and Purvis 2010) versus ancestral state estimate (using stochastic character mapping) probability that soniferous behavior is ancestral for a clade. (b) Probability of Brownian phylogenetic structure (modelled from D statistic) versus stochastic character mapping probability soniferous behavior is ancestral for a clade. Values for D statistic, probability of Brownian structure, and ancestral state probabilities are listed in Table 1. Only clades with >25 families are used, since inference of D is limited for clades with <25 taxa (Fritz and Purvis 2010).

Plotting the relationship between ancestral state estimation and phylogenetic signal may indicate a broader conceptual link between pattern (ancestral states) and process (phylogenetic signal) in character evolution (Fig. 3b). Some cases deviate from this relationship. For example, it is unlikely that soniferous behavior is ancestral for Ostariophysi, yet the character is relatively conserved within this clade. Exceptions indicate that the relationship is not necessitated mathematically, but instead is governed by evolutionary principles. Characters that vary enormously in phylogenetic signal throughout lineages and are characterized by repeated gains and losses, such as soniferous behavior, may be more likely to exhibit a relationship between ancestral state and phylogenetic signal.

Ecological success

Our results provide compelling evidence that soniferous evolution contributes to ecological success in many actinopterygian clades, as it does in tetrapods and insects (Miles et al. 2018, Wilkins et al. 2013). For example, we can now add soniferous behavior to the suite of traits considered as evolutionary drivers in Acanthomorpha, which account for 85% of fish species in marine habitats (Wainwright and Longo 2017), because many soniferous species belong to basal acanthomorph groups, e.g., Beryciformes, Ophidiiformes, and Gadiformes (Fig. 1). Soniferous behavior may be a convergent evolutionary innovation contributing to ecological success in rapidly evolving and speciose subclades of actinopterygians for which sonifery is ancestral. For example, Eupercaria and Siluroidei are nested within rapidly evolving lineages in Actinopterygii (Table 1) (Alfaro et al. 2009), and it is intriguing to hypothesize that sonifery may promote diversification through sexual selection. This also appears to be the case for soniferous tetrapods, including birds and eutherian mammals (Alfaro et al. 2009, Chen and Wiens 2020).

Molecular phylogenetic support for Curimatoidea, a clade recently recognized (Arcila et al. 2017, Betancur-R. et al. 2019) within Characiformes (Figs 1, 2), is bolstered by our evidence that soniferous behavior is ancestral for this clade. Intriguingly, the relationship between repeated evolution of soniferous behavior in clades that live in shallow water or structurally complex or fragmented habitats where diversification is more likely to occur (Grosberg et al. 2012), suggests a strong selection for acoustic communication within biodiverse communities.

Urick (1975) points out at the very beginning of his classic text, Principles of Underwater Sound, that water is an excellent medium for sound transmission compared to other modalities:

Of all the forms of radiation … sound travels through the sea the best. In the turbid, saline water of the sea, both light and radio waves are attenuated to a far greater degree than is that form of mechanical energy known as sound. (Urick 1975)

The relationship between physical sound transmission in an aquatic medium with acoustic communication has previously been identified as promoting this modality in underwater habitats (Grosberg et al. 2012, Wilkins et al. 2013). Our analyses show that sonifery is correlated with families living in fresh or brackish waters, marine intertidal or neritic zones, and habitats with coarse as opposed to fine sediment bottoms. Salinity, water depth and substrate composition are all physical properties of the environment that impact acoustic properties (Forrest et al. 1993, Urick 1975). For example, transmission loss due to absorption (“conversion of acoustic energy into heat”; Urick 1975) is greater in seawater and shallow water. Sound speed is greater in bottoms with coarse substrates, but unpredictable in shallow water because of salinity, currents and changes in temperature at the surface. To more completely understand how physical properties of the environment combine to impact acoustic communication, direct measurements are needed in a range of habitats (Bass and Clark 2003, Lugli 2015).

We report a correlation between families exhibiting soniferous behavior and hearing specializations that enhance sound detection. This enhances the efficacy of other physiological mechanisms for audio-vocal coupling that support acoustic communication. Actinopterygians share with tetrapods (and insects) two hallmarks of audio-vocal coupling: auditory encoding of the spectral and temporal properties of conspecific and heterospecific vocalizations (Bass et al. 2005, Rohmann et al. 2013), and a central vocal corollary discharge, whereby vocal pattern generator neurons inform auditory neurons about the spectral and temporal attributes of one’s own vocalizations (Chagnaud and Bass 2013).

Perhaps the most compelling evidence that acoustic signaling behavior contributes to ecological success within Actinopterygii is the evidence we present of its association with alternative mating tactics and multiple modes of reproduction, including nest guarding, batch spawning, internal fertilization, and parental care. These findings point to many taxa of soniferous actinopterygians as providing new testing grounds for investigating the influence of sexual and ecological selection, and drift on the evolution of acoustic communication systems (Amorim et al. 2018, Bose et al. 2018, Emlen and Oring 1977, Lee and Bass 2006, Myrberg and Riggio 1985, Wilkins et al. 2013).

Concluding Comments

The remarkable ecological, behavioral, and morphological diversity of actinopterygian fishes provides opportunities to test evolutionary trajectories, constraints or roles of acoustic communication. Because several key functional innovations have been associated with diversification and evolutionary success in actinopterygians (e.g., acanthomorphs; Wainwright and Longo 2017), we argue that sound production and acoustic signaling may be similar key innovations in actinopterygian evolution. In a broader sense, and together with recent demonstrations of acoustic communication in tetrapods (Chen and Wiens 2020), our findings highlight the important role that acoustic communication has played in the history of vertebrates.

Author Contributions

A.H.B., W.E.B., A.N.R. (listed alphabetically) conceived the study. All authors aggregated data. A.H.B., W.E.B., S.C.F., A.N.R. (listed alphabetically) analyzed the data. S.C.F. and A.N.R. conducted statistical analyses. A.N.R. wrote initial draft; A.H.B., W.E.B., S.C.F., A.N.R. (listed alphabetically) revised, and all authors approved, final version of the manuscript.

Competing Interests

None

Materials and Correspondence

Requests should be sent to A.N.R. (arice{at}cornell.edu) or AHB (ahb3{at}cornell.edu)

Supplementary Information

Fig. S1.
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Fig. S1. Soniferous behavior mapped onto phylogenetic tree of actinopterygian families.

Tree shows three different lines of evidence for soniferous behavior used here and its phylogenetic distribution. Tree is pruned from species-level phylogeny of Rabosky et al. (2018) to family-level here. Some clades recovered using genomic (Betancur-R et al. 2017; Near et al. 2012; Rabosky et al. 2018) and transcriptomic data (Hughes et al. 2018) are supported by well-accepted, anatomical synapomorphies, but others such as Ovalentaria (Hughes et al. 2018) are not.

Fig. S2.
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Fig. S2. Count of occurrences of the evolution of sonifery.

Independent origins of soniferous behavior in actinopterygian fishes, inferred from node values calculated in Fig. 1.

Fig. S3.
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Fig. S3. Observed D-values for each clade.

The observed D-values (vertical lines) indicate the strength of phylogenetic signal, based on their value relative to the distribution of simulated D-values assuming Brownian evolutionary processes (histograms) for each clade. Values that fall closer to the center of the distribution indicate higher phylogenetic signal within a clade. Some observed D-values were closer to (although not near the center of) the simulated distribution based on models of random character evolution with respect to phylogeny (red histograms in upper right plot).

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Table S1.

Evidence for sound production in actinopterygian families. Levels of evidence are coded as audio recordings (1), morphological inference (2), or qualitative observations (3). Representative references are included to support evidence of sound production. Families are arranged in sequence following their phylogenetic placement in Figure 1, arranged clockwise.

Table S2. (separate excel file) Aggregated data for 461 families considered in this analysis. Showing soniferous behaviors, valid extant species, male alternative reproductive tactics (Mank and Avise 2006), ecological data aggregated from FishBase (Boettiger et al. 2012; Froese and Pauly 2019), including occurrence of families as a function of latitude, salinity, bottom type, habitat, trophic ecology, and reproductive mode.

Nocturnality is strongly correlated with the evolution of acoustic communication within tetrapods (Chen and Wiens 2020). We considered including nocturnality as part of this analysis. Although there are many examples of robust nocturnal chorusing by actinopterygians (Feng and Bass 2016; Mann and Jarvis 2004; McCauley and Cato 2016; Rice et al. 2017), there are no comprehensive analyses of photoperiod-related activity patterns for the soniferous families that are the basis of our study. Assessment of nocturnality in fishes is complicated by potential sampling biases (Dornburg et al. 2017), including seasonal and diel shifts in soniferous and other behaviors coupled to peak times of spawning and reproduction (Feng and Bass 2016; Mann and Jarvis 2004; McCauley and Cato 2016; Rice et al. 2017).

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Table S3. Clades with independent evolution of sonifery in actinopterygian fishes and associated habitats.

Nodes on the phylogenetic tree are labelled in Supplementary Figure 2. Habitat data are from FishBase (Froese and Pauly 2019)

Acknowledgements

Research supported, in part, by National Science Foundation awards OCE-1736936 (ANR), DBI-1523836 (SCF), and IOS-1656664 (AHB), the Tontogany Creek Fund (WEB), and Cornell Lab of Ornithology (AJM). Thanks to K. Bemis, T. Grande, H. W. Greene, L. Hughes, G. Ortí, L. Page, E. Schuppe, M. Wilson and K. R. Zamudio for discussion and helpful comments on the manuscript. Thanks also to Rick Grosberg for helpful feedback on complexity of aquatic habitats.

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Evolution and Ecology in Widespread Acoustic Signaling Behavior Across Fishes
Aaron N. Rice, Stacy C. Farina, Andrea J. Makowski, Ingrid M. Kaatz, Philip S. Lobel, William E. Bemis, Andrew H. Bass
bioRxiv 2020.09.14.296335; doi: https://doi.org/10.1101/2020.09.14.296335
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Evolution and Ecology in Widespread Acoustic Signaling Behavior Across Fishes
Aaron N. Rice, Stacy C. Farina, Andrea J. Makowski, Ingrid M. Kaatz, Philip S. Lobel, William E. Bemis, Andrew H. Bass
bioRxiv 2020.09.14.296335; doi: https://doi.org/10.1101/2020.09.14.296335

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