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National Institutes of Health Institute and Center Award Rates and Funding Disparities

View ORCID ProfileMichael Lauer, Jamie Doyle, Joy Wang, Deepshikha Roychowdhury
doi: https://doi.org/10.1101/2020.12.27.424490
Michael Lauer
1National Institutes of Health (NIH) Office of Extramural Research (OER)
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  • For correspondence: michael.lauer@nih.gov
Jamie Doyle
2NIH OER and National Center for Advancing Translational Sciences
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Joy Wang
3NIH OER
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Deepshikha Roychowdhury
4NIH OER
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Abstract

A previous report found an association of topic choice with race-based funding disparities among R01 applications submitted to the National Institutes of Health (“NIH”) between 2011-2015. Applications submitted by African American or Black (“AAB”) Principal Investigators (“PIs”) skewed toward a small number of topics that were less likely to be funded (or “awarded”). It was suggested that lower award rates may be related to biases of peer reviewers. However, the report did not account for differential funding ecologies among NIH Institutes and Centers (“ICs”). In a re-analysis, we find that 10% of 148 topics account for 50% of applications submitted by AAB PIs. These applications on “AAB Preferred” topics were funded at lower rates, but peer review outcomes were similar. The lower rate of funding was primarily due to their assignment to ICs with lower award rates. After accounting for IC-specific award rates, topic choice was not associated with funding.

Competing Interest Statement

The authors have declared no competing interest.

Footnotes

  • We shortened the abstract to 150 words. We added two sensitivity analyses (mentioned in the text and described in the two supplements): one focusing on resubmissions and one focussing on single-PI applications. There are no changes in main findings.

Copyright 
The copyright holder for this preprint is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. This article is a US Government work. It is not subject to copyright under 17 USC 105 and is also made available for use under a CC0 license.
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Posted February 01, 2021.
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National Institutes of Health Institute and Center Award Rates and Funding Disparities
Michael Lauer, Jamie Doyle, Joy Wang, Deepshikha Roychowdhury
bioRxiv 2020.12.27.424490; doi: https://doi.org/10.1101/2020.12.27.424490
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National Institutes of Health Institute and Center Award Rates and Funding Disparities
Michael Lauer, Jamie Doyle, Joy Wang, Deepshikha Roychowdhury
bioRxiv 2020.12.27.424490; doi: https://doi.org/10.1101/2020.12.27.424490

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