Abstract
Age-related deficits in pattern separation have been postulated to bias the output of hippocampal memory processing toward pattern completion, which can cause deficits in accurate memory retrieval. While the CA3 region of the hippocampus is often conceptualized as a homogeneous network involved in pattern completion, growing evidence demonstrates a functional gradient in CA3 along the transverse axis, with proximal CA3 supporting pattern separation and distal CA3 supporting pattern completion. We examined the neural representations along the CA3 transverse axis in young (Y), aged memory-unimpaired (AU), and aged memory-impaired (AI) rats when different changes were made to the environment. When the environmental similarity was high (e.g., altered cues or altered environment shapes in the same room), Y and AU rats showed more orthogonalized representations in proximal CA3 than in distal CA3, consistent with prior studies showing a functional dissociation along the transverse axis of CA3. In contrast, AI rats showed less orthogonalization in proximal CA3 than Y and AU rats but showed more normal (i.e., generalized) representations in distal CA3, with little evidence of a functional gradient. When the environmental similarity was low (e.g., recordings were done in different rooms), representations in proximal and distal CA3 remapped in all rats, showing that AI rats are able to dissociate representations when inputs show greater dissimilarity. These results provide evidence that the aged-related bias towards pattern completion is due to the loss in AI rats of the normal transition from pattern separation to pattern completion along the CA3 transverse axis and, furthermore, that proximal CA3 is the primary locus of this age-related dysfunction in neural coding.
Introduction
Aging increases the susceptibility to memory interference (Ebert & Anderson, 2009; Emery et al., 2008; Lustig & Hasher, 2001), which occurs when similar memories compete with each other and impair the correct retrieval of any one of those memories. To minimize memory interference and maximize storage capacity in a distributed memory system, computational models hypothesized that the hippocampus performs two complementary processes: pattern separation (the ability to orthogonalize similar input patterns to create less overlapping output patterns) and pattern completion (the ability to retrieve stored output patterns when presented with partial or degraded input patterns) (Marr, 1971; McClelland & Goddard, 1996; McNaughton & Morris, 1987; O’Reilly & McClelland, 1994; Rolls & Treves, 1998; Treves & Rolls, 1992).
Place cell remapping is often used as a proxy to study pattern separation. Place cells are hippocampal neurons that fire when an animal occupies a specific location in an environment (O’Keefe & Dostrovsky, 1971) and are proposed to create a cognitive map that stores experiences associated with that environment (O’Keefe & Nadel, 1978). Place cells undergo remapping when changes are made to the environment or when the animal is moved to a different environment (Muller & Kubie, 1987), as well as when the animal changes its behavior or internal state (Ferbinteanu & Shapiro, 2003; Markus et al., 1995; Moita et al., 2004; Wood et al., 2000). In remapping, place fields can appear, disappear, change firing locations, or change firing rates (Anderson & Jeffery, 2003; Leutgeb et al., 2005; Muller & Kubie, 1987). Thus, remapping creates dissimilar spatial maps for distinct experiences or contexts that can be stored as different memories.
Converging studies from rodents and humans have demonstrated an age-related decline in pattern separation abilities. Rodent studies have shown that CA3 place cells of aged rats failed to encode changes in the environment, demonstrating a rigidity in their representations (Robitsek et al., 2015; Wilson et al., 2005). Similarly, in human fMRI studies, representational rigidity in older adults’ DG/CA3 region was linked to mnemonic discrimination deficits (Lacy et al., 2011; Yassa et al., 2010, 2011). Studies of aged CA3 have indicated that hyperactivity contributes to pattern separation deficits by strengthening the autoassociative CA3 network to favor enhanced pattern completion (Haberman et al., 2017; H. Lee et al., 2021; Maurer et al., 2017; Robitsek et al., 2015; Thomé et al., 2016; Wilson et al., 2005; Yassa et al., 2011). Accordingly, treatments with the antiepileptic drug, levetiracetam, to reduce hyperactivity, resulted in improved memory performance in aged rats (Haberman et al., 2017; Koh et al., 2010; Robitsek et al., 2015) and in amnestic mild cognitive impairment patients (Bakker et al., 2012, 2015), suggesting that normalizing CA3 hyperactivity restored the balance between pattern separation and pattern completion.
Anatomical and functional heterogeneity along the CA3 transverse axis suggests that proximal CA3 supports pattern separation and distal CA3 supports pattern completion (Hunsaker et al., 2008; Ishizuka et al., 1990; H. Lee et al., 2015; Lu et al., 2015; Marrone et al., 2014; Nakamura et al., 2013; Sun et al., 2017; Witter, 2007). Because age-related hyperactivity appears restricted to proximal CA3, while potential hypoactivity is present in distal CA3 (H. Lee et al., 2021), the age-related bias from pattern separation to pattern completion may be specific to the proximal CA3 region. However, there have been no direct studies examining the neural representations along the functionally graded CA3 axis in aging. The present study aims to determine how age-related dysfunctions result from an imbalance of the normal gradient of pattern separation and pattern completion along the CA3 transverse axis.
Results
Histology and experimental procedure
Multielectrode recordings were made along the dorsal CA3 transverse axis (Fig. 1A, Supp. Fig.1) in 8 young and 14 aged rats. All aged rats and 4 of 8 young rats were behaviorally characterized in the Morris water maze (see Methods), and the aged rats were categorized as learning impaired (AI; n = 7) or learning unimpaired (AU; n = 7) based on pre-determined learning index (LI) scores (Branch et al., 2019; Gallagher et al., 1993) (Fig. 1B). Four of 8 young rats were not pretested in the Morris water maze and were part of a previous study (H. Lee et al., 2015). Three experiments were performed. In the cue-conflict experiment, all 22 rats were trained to run clockwise on a circular track located in a curtained room (Fig. 1C). Four different local textures tiled the surface of the circular track and multiple global cues were placed along the curtained room (Knierim, 2002). Three standard (STD) sessions with a fixed local and global cue configuration were interleaved with two cue-mismatch (MIS) sessions, in which the track was rotated in a counterclockwise (CCW) direction and the global cues in a clockwise (CW) direction. In the two-shape experiment, subsets of the rats (3 Y, 6 AU, and 6 AI, all of which were behaviorally characterized in the Morris water maze) were trained to forage in circle and square enclosures placed at a constant location in room A. In the two-room experiment, the same subsets of rats were taken to room B (after the four sessions of alternating square and circle in room A) and two more sessions were recorded in the circle and square enclosures placed at a constant location in room B.
Individual cell responses in the cue-conflict manipulations along the CA3 transverse axis
In the cue-conflict experiment, individual cell responses to the cue manipulations were categorized into five groups, similar to previously published studies using the same task (H. Lee et al., 2015; I. Lee et al., 2004; Neunuebel & Knierim, 2014) (Fig. 2A). Classifications were based on each cell’s response in the MIS session compared to the cell’s firing properties in the immediately preceding STD session. For simplicity, the 5 categories were condensed into 2 categories, such that if a cell met the place-field inclusion criteria (spatial information score > 0.75, significance p < 0.01, number of on-track spikes > 50) in both STD and MIS sessions, the cell was classified as a “Rotate” cell. If a cell met the place-field inclusion criteria in either the STD (i.e., place field DISAPPEARED) or MIS (i.e., place field APPEARED) session, but not in both, the cell was classified as a “Remap” cell. Because previous studies in this cue-mismatch experiment have shown that the large majority of Rotate cells are controlled strongly by the local or global sets of cues (Knierim, 2002; H. Lee et al., 2015; I. Lee et al., 2004; Neunuebel & Knierim, 2014), we consider this class as approximately indicating the degree to which the hippocampus maintains the same representation between the two sessions. In contrast, cells that are classified as Remap indicate the degree to which the hippocampus creates different representations between the environments.
There were notable group differences across the CA3 subregions in the proportion of the response types (Fig. 2B, Supp. Table 1). In Y rats, there was a decreasing proportion of Remap cells, with a correspondingly increasing proportion of Rotate cells, from proximal to distal CA3. This trend is consistent with previous findings in Y rats reported by Lee et al. (2015). AU rats showed a similar trend as Y rats, although the proportions in each region were different from Y rats. However, the trend was opposite in AI rats, with a decreasing proportion of Rotate cells and an increasing proportion of Remap cells from proximal to distal CA3. Specifically, in the Y rats, a high proportion (75%) of cells in proximal CA3 remapped (n = 156/207), compared to 65% of cells in intermediate CA3 (n = 126/195) and 56% of cells in distal CA3 (n = 67/120). In AU rats, 57% of cells in proximal CA3 remapped (n = 81/142), compared to 48% in intermediate CA3 (n = 52/109), and 39% in distal CA3 (n = 18/46). In contrast, in AI rats, only 28% of cells remapped in proximal CA3 (n = 24/85), 35% in intermediate CA3 (n = 58/165), and 43% in distal CA3 (n = 20/47). There was a significant association between the proportion of response types and the age groups in the proximal (X2 = 56.67, p < 0.0001) and intermediate (X2 = 31.42, p < 0.0001) regions but not in the distal region (X2 = 4.81, p = 0.09), suggesting response types differ among the age groups in proximal and intermediate CA3 but not in distal CA3 (see below for statistical evaluations of an interaction between age and CA3 region).
Population responses in the cue-conflict manipulations along the CA3 transverse axis
To quantitatively analyze population responses, spatial correlation matrices from the population firing rate vectors at each location on the circular track were created (H. Lee et al., 2015; I. Lee et al., 2004; Neunuebel & Knierim, 2014) (Fig. 3A). The spatial correlation matrices reflect whether the population of cells rotated their firing locations coherently. To create these matrices, the firing rate of each cell was calculated for each 1° bin on the track and normalized to its peak rate. The firing rate maps of all n cells in the sample were stacked to create a 360 x n matrix, in which each column of the matrix represents the population firing rate vector for each angle of the track (Supp. Fig. S2). The firing rate vectors at each angle of a STD session (STD1) were correlated with the firing rate vectors at each angle of the next STD session (STD2), to create STD1 x STD2 correlation matrices, or with the next MIS session, to create STD1 x MIS correlation matrices. To make statistical comparisons across age groups and CA3 subregions tractable, we collapsed the data from all 3 rotation mismatch amounts. Because prior studies of CA3 with this same cue-mismatch manipulation (H. Lee et al., 2015; I. Lee et al., 2004; Neunuebel & Knierim, 2014) have shown that place fields tended to be controlled by the local cues (i.e., the place fields rotated along the track by increasing amounts when the local cues were rotated by increasing amounts; Supp Fig. S3), we first adjusted the firing rate maps to compensate for the different degrees of cue rotation. To do so, the mean rotation angle of place fields for all recorded cells of a MIS amount (90°, 135°, or 180°) was calculated (Supp. Fig. S2). Each cell’s firing rate map in each MIS session was then rotated by this mean rotation amount. Thus, if the place fields rotated coherently in the MIS sessions, controlled by one set of cues, rotating the rate maps in the MIS session by the mean rotation amount would align the location of the place fields in MIS sessions with the location of the place fields in the preceding STD1 session. This alignment would create a strong correlation band along the main diagonal in the spatial correlation matrices between the STD and MIS sessions. However, if the cells did not rotate coherently in the MIS sessions or if the cells remapped, rotating the place fields in the MIS session by the mean rotation amount would misalign the locations of the place fields in MIS and STD sessions, creating a dispersed and weak correlation band along the main diagonal in the spatial correlation matrices between the STD and MIS sessions.
Figure 3A demonstrates the population coherence between repeated sessions in the STD sessions and between the STD and MIS sessions. Columns 1, 3, and 5 show correlation matrices for STD1 vs. STD2 sessions for all age groups and CA3 regions. In each case, there is a band of high correlation along the main diagonal of the matrix (dashed line), indicating that the population representation of spatial location on the track was similar (i.e., coherent) between the two sessions. Columns 2, 4, and 6 show correlation matrices between the STD and MIS sessions. For Y rats, the correlation band along the main diagonal of proximal CA3 was very weak, indicating that there was a large amount of spatial remapping between the two sessions. For intermediate and distal CA3, however, the correlation band was stronger, replicating the result of Lee et al. (2015) of a gradient from pattern separation to pattern completion along the transverse axis of CA3. Both AU and AI rats showed stronger proximal CA3 correlation bands than Y rats, and less of a difference in the strength of the bands from proximal to distal CA3.
To quantitatively analyze the strengths of the correlation bands between age groups and between CA3 subregions, the correlations along the main diagonals of the matrices were compared. It is possible that the different age groups and CA3 subregions may have different degrees of stability of their spatial maps even between 2 experiences in the same environment. To control for such inherent variability, the correlation differences between the main diagonals of the STD matrix (STD1 x STD2) and the MIS matrix (STD1 x MIS matrix) were calculated for each animal group in each subregion (Supp. Fig. S2). Thus, if the correlation strength in the STD matrix is stronger than the correlation strength in the MIS matrix, the correlation difference will be high. If the correlation strengths between the two matrices are similar, the correlation difference will be low. There was a decreasing trend in the correlation difference from proximal to distal in Y and AU rats, suggesting that the correlations in the MIS matrices became stronger from proximal to distal CA3 (Fig. 3B). In contrast, the trend was opposite in AI rats, suggesting that the correlations in the MIS matrices were stronger in proximal but became weaker in distal CA3.
To statistically compare the magnitude of correlation differences between the age groups in each subregion, the correlation difference of one age group in one subregion was subtracted from that of the other age group (Fig. 3C). For age groups being compared in each subregion, the statistical significance was calculated by a shuffling procedure in which the cells from both age groups (e.g., Y vs. AI) were randomly reassigned to each age group. The correlation difference was then calculated from the shuffled dataset. This procedure was repeated 1000 times to create a simulated distribution based on the random shuffling of the data. In proximal CA3, there were significant differences in correlation strengths between Y and AI rats and between Y and AU rats (i.e., real data point [thick black line] was outside the 95% confidence interval [dotted black lines] of the simulated distributions with significance level α = 0.005, with Bonferroni correction for 9 comparisons) but not in intermediate and distal CA3. There were no significant differences between AU and AI rats in any CA3 subregions.
The above results suggest that there is an interaction between age group and CA3 subregion, in that aged rats show less pattern separation than Y rats in proximal CA3 but not in distal CA3. To statistically analyze this interaction, for each between-age group comparisons of Fig 3C, we calculated the correlation difference between each subregion (Fig. 3D). A significant interaction was seen between Y and both sets of aged rats in proximal and distal subregion comparisons. From these tests (Figs 2-3), we can conclude that AU and AI rats show more highly correlated representations between STD and MIS sessions (i.e., less pattern separation) in proximal CA3 than Y, but similarly correlated representations in distal CA3 (see also Supp Fig. S4, S5).
Global-cue rotation only in CA3
Since the MIS sessions require recognition of a mismatch between the global and the local cues, a control experiment was performed to verify that aged rats were able to see the global cues. The textured track was replaced with a solid wooden track to remove the salient, local texture cues on the track. All rats were then given STD1-MIS-STD2 sessions where only the global cues were rotated by 45° or 90° in the clockwise direction in the MIS session. Population coherence demonstrated global cue control when local cues were removed (Supp. Fig. S6), suggesting that the aged rats could perceive the global cues and that the place cells can be controlled by the global cues in the absence of conflicting local-cue information (Knierim & Hamilton, 2011).
Two-shape experiment
To test whether the interaction between the age groups and CA3 subregions seen in the cue-mismatch experiment generalized to other conditions of remapping, a subset of rats from the cue-mismatch experiment were recorded during open-field foraging in two different shapes, a square (S) and a circle (C) enclosure, placed at a constant location in room A (none of the rats came from prior studies). Three Y (112 cells meeting place-field criteria), 6 AU (142 cells), 6 AI (131 cells) (Supp. Table 2) were recorded for two days with the session sequence as either S-C-C-S or C-S-S-C. Example rate maps along the CA3 transverse axis showed a marked difference among the age groups (Fig. 4). Rate maps for Y rats showed that place cells remapped between the two shapes (i.e., fired only in one shape) in proximal and intermediate CA3 but fired in both shapes in distal CA3. Rate maps for AU rats showed that place cells remapped in proximal but fired in both shapes in intermediate and distal CA3. In contrast, place cells in AI rats fired in both shapes in all CA3 subregions.
To quantitatively assess the degree of remapping between the two shapes, we calculated population vector (PV) correlations (Fig. 5A), which are sensitive to the distribution of changes in the cells’ firing locations and firing rates (i.e., global and rate remapping; (Leutgeb et al., 2005). In all age groups, population vectors in the same shape configurations (Fig. 5B, solid lines) were more strongly correlated than the population vectors in the different shape configurations (dotted lines). However, there were noticeable differences in the magnitude of PV correlation strengths between the shape configurations. In Y rats, the change in PV correlations in the same shape versus the different shape was greater in proximal and intermediate CA3 than in distal CA3. In AU rats, the change in PV correlations was greater in proximal CA3 than in intermediate and distal CA3. In AI rats, the change in PV correlations was small in all CA3 subregions.
To measure the change in PV correlation strengths between the same shapes and the different shapes, the PV correlation change was calculated. First, we summed the PV correlations for each of the bins (i.e., each of the values in the cumulative distribution plots in Fig. 5B). We then subtracted the summed PV correlation for the different shapes from the summed PV correlation for the same shapes, and divided this difference by the sum of the two quantities. This measure was calculated for each age group in each region. The statistical significance was calculated by a shuffling procedure in which the cells from both age groups under comparison were shuffled and randomly reassigned to each age group. The PV correlation difference was calculated from the shuffled data set, and this process was repeated 1000 times. The PV correlation change was significantly different between Y and AI rats and between AU and AI rats in proximal CA3 but not between Y and AU rats (Fig. 5C), suggesting that Y and AU rats show greater remapping (i.e., greater change in PV correlation strengths) in the different shape configuration than AI rats. In intermediate CA3, the PV correlation change was significantly different between Y and AI and between Y and AU rats but not different between AU and AI rats, suggesting that Y rats show greater remapping in the different shape configuration than AU and AI rats. In distal CA3, there were no significant differences between the age groups, suggesting that all age groups show similar remapping in the different shape configurations.
These results suggest that, similar to the cue-mismatch experiment, AI rats showed abnormally low remapping in proximal CA3 compared with Y and AU rats, but they were more similar to Y and AU rats in distal CA3. Similar to Figure 3D, to examine whether such an interaction between age groups and CA3 subregions was significant, the PV correlation change between age groups from one subregion was compared to another subregion (Fig. 5D). Numerous (5/9) interactions between age groups and proximal-intermediate and intermediate-distal showed low p values (p < 0.05), although they were not significant at p = 0.005 level with Bonferroni correction. The data suggest that AI rats remapped less than Y and AU rats in proximal CA3, whereas the amount of remapping in distal CA3 was similar across all 3 age groups. Moreover, compared to Y rats, AU rats appeared to show an abnormally low amount of remapping in intermediate CA3, similar to AI rats, which was not apparent in the cue-mismatch experiment (see also Supp. Fig S7).
Responses in the two-room experiment
For the two-room experiment, after session 4 in room A, the same rats from the two-shape experiment were taken to room B and were given additional sessions (sessions 5 and 6) in the square and the circle. All comparisons were made between session 4 in room A (last session in room A) and session 5 or 6 in room B (whichever session matched the same shape as session 4 in room A). Example rate maps showed that place fields changed their firing locations between the two rooms, or were active in only one room, in all CA3 subregions in Y, AU, and AI rats (Fig. 6A). Population vector correlations were very low (Fig. 6B) in all CA3 subregions for all age groups, and shuffling analysis did not show any difference between the age group comparisons in all CA3 subregions (Fig. 6C). These data suggest that when spatial location changes between the environments and the two environmental features are distinct, all age groups are able to dissociate the different rooms by remapping the place fields in all CA3 subregions.
Discussion
The current study showed a shift from pattern separation to pattern completion along the CA3 transverse axis in Y and AU rats that was not observed in AI rats (Fig. 7A). In the cue-mismatch experiment, Y and AU rats showed a similar trend of a gradual decrease in remapping from proximal to distal CA3, while AI rats showed the opposite trend of an increase in remapping from proximal to distal CA3. In the two-shape experiment, there was an abrupt transition from weaker correlation in proximal and intermediate to stronger correlation in distal CA3 in Y rats, while the transition occurred between proximal and intermediate regions in AU rats. Although the transition point along the transverse axis was different between Y and AU rats, there was a shift from weaker correlation in proximal to stronger correlation in distal CA3 in both Y and AU rats. In contrast, there was strong correlation in all CA3 subregions in AI rats. Results from these two experiments suggest a bias toward pattern separation in proximal CA3 (i.e., more remapping) and a bias toward pattern completion in distal CA3 (i.e., less remapping) in Y and AU rats, showing a functional transition along the CA3 transverse axis. This functional shift was not evident in AI rats, as the results suggest pattern completion in all CA3 subregions in AI rats. In contrast, in the two-room experiment, there was remapping in all CA3 subregions in all age groups, suggesting that when the two environments do not share overlapping features and are in distinctly different locations (i.e., two different rooms), CA3 cells in all subregions discriminate between the two environments regardless of age and cognitive status. In agreement with prior studies on age-related hyperactivity of CA3 cells (H. Lee et al., 2021), these data suggest that proximal CA3 is a hub of age-related memory dysfunction in the hippocampal circuitry.
Although the transition patterns observed in the cue-mismatch and the two-shape experiments were somewhat different (Fig. 7A), this difference is consistent with two prior studies that showed that remapping along the CA3 transverse axis is nonlinear in Y rats (H. Lee et al., 2015; Lu et al., 2015). Using the same cue-mismatch experiment, the Lee et al. (2015) study showed that, compared among each other, proximal CA3 showed relatively decorrelated representations but intermediate and distal CA3 showed relatively correlated representations, suggesting that the transition from pattern separation to pattern completion occurs between the proximal and intermediate regions. In contrast, Lu et al. (2015) showed an abrupt transition in remapping in an open-field, 2-room foraging task, with the representations of the two rooms showing dissimilarity in proximal and intermediate CA3 and similarity in distal CA3. While gradual or abrupt transitions from dissimilar to similar representations along the CA3 transverse axis may vary depending on the task and the degree to which the afferent representations differ, both studies consistently showed that the proximal region supports pattern separation and the distal region supports pattern completion. Similarly, in the current study, while the transition point differed between Y and AU rats in the cue-mismatch and the two-shape experiments (Fig. 7A), Y and AU rats showed pattern separation (strong remapping) in proximal CA3 and pattern completion (less remapping) in distal CA3, while AI rats showed pattern completion (less remapping) in proximal CA3, with a potential shift to more remapping in distal CA3.
Prior aging studies suggested that enhanced pattern completion might be favored in aged rats as the result of the hyperactivity in the pattern completion network of CA3 (Wilson et al., 2005, 2006). Based on the functional dissociation along the CA3 transverse axis, the simple logic is that hyperactivity in aged rats should be observed in distal CA3, which supports pattern completion. However, distal CA3 does not show hyperactivity in aged rats, and may even show hypoactivity. Instead, proximal CA3 shows hyperactivity (H. Lee et al., 2021). Since proximal CA3 supports pattern separation (H. Lee et al., 2015; Lu et al., 2015), how does hyperactive proximal CA3 favor pattern completion instead of pattern separation in aging? To resolve this apparent paradox, we previously proposed a model (Fig. 7B) of how age-related changes in CA3 firing rates along the transverse axis affect the attractor dynamics of CA3 (H. Lee et al., 2021). We proposed that because proximal CA3 in aged rats presumably receives disrupted pattern-separated outputs from DG, the recurrent collaterals in proximal CA3, facilitated by the hyperactivity, may override the DG inputs to produce a single attractor basin that results in pattern completion. The possible hypoactivity in distal CA3 may result in weaker attractor basins in aged rats to result in bistable representations. The current study is consistent with the model by providing direct physiological evidence that representations in AI rats show abnormally high pattern completion in proximal CA3, with a potential weakening of pattern completion in distal CA3.
Implications for aging
What are the implications of age-related deficits in proximal CA3? Previous studies have argued that proximal CA3 should be considered more as a functional component of the DG pattern-separation circuit than as a functional component of the distal CA3 pattern completion circuit (Hunsaker et al., 2008; H. Lee et al., 2015, 2020, 2021). The outputs from proximal and distal CA3 are topographically organized along the CA1 transverse axis, forming parallel processing streams along the hippocampal transverse axis (Fig. 8). Pattern-separated output from proximal CA3 and egocentric sensory information from lateral entorhinal cortex (LEC) target distal CA1 while pattern-completed output from distal CA3 and allocentric spatial information from medial entorhinal cortex (MEC) target proximal CA1 (Amaral & Witter, 1989; Ishizuka et al., 1995; H. Lee et al., 2020). In aging, there is compelling evidence that the LEC is selectively vulnerable, including evidence of neurofibrillary tangles in the LEC earlier than the MEC in human aging (Braak & Braak, 1995); hypometabolism in the LEC, but not in the MEC, in patients with mild cognitive impairment (Khan et al., 2014); and significantly reduced expression of reelin, a protein involved in cell migration and synaptic plasticity, in layer II of LEC, but not in MEC, of AI rats compared to Y and AU rats (Stranahan, Haberman, et al., 2011; Stranahan, Salas-Vega, et al., 2011). Profound impairment in the pattern separating function of the DG/proximal CA3 and the functions of the LEC suggest that the pCA3-dCA1-LEC pathway is more vulnerable in aging than the dCA3-pCA1-MEC pathway. MEC appears to be more associated with path integration and the creation of allocentric maps (the spatial context of experience), whereas LEC appears to be more associated with egocentric representations of the specific content (and perhaps temporal context; (Tsao et al., 2018)) of an experience (Knierim, 2015). Distal CA1, with its specific, reciprocal connectivity with LEC, appears to require input from proximal CA3 that is biased toward pattern separation to perform its function, whereas proximal CA1, with its specific, reciprocal connectivity with MEC, appears to require input from distal CA3 that is biased toward pattern completion. It is not known why these two processing streams require differential balances between pattern completion and pattern separation from CA3, but it is possible that the MEC-related pathway is biased toward pattern completing small changes to an environment, in order to retrieve the appropriate spatial context, and the LEC-related pathway is biased toward pattern separating representations of the specific items that were altered, in order to encode similar events that occur within the same context. In this scenario, the mnemonic deficits associated with aging arise more from dysfunction in the pattern separation processing of the individual items of experience, rather than the ability to correct for small errors or degraded inputs that arise from small changes to the representations of the allocentric, spatial contexts within which experiences occur.
Consistent with aged animal models, fMRI studies in aged individuals with deficits in lure discrimination tasks show heightened activity in DG/CA3 (Bakker et al., 2012, 2015; Reagh et al., 2018; Yassa et al., 2011). While it is difficult in human fMRI studies to distinguish DG BOLD signals from CA3 signals, it is possible that the DG/CA3 heightened activity in BOLD signals may largely reflect the heightened activity in proximal CA3, as proximal CA3 appears to be disproportionately large in humans, with ∼75% of CA3 apparently homologous to rodent proximal CA3 (Lim et al., 1997). Accordingly, the proportional increase in the size of proximal CA3 from rodents to primates suggests that adaptive pressures to support human episodic memory increased the relative role of the pCA3-dCA1-LEC pathway compared to the dCA3-pCA1-MEC pathway, and disruption to the former pathway results in the age-related deficits in episodic memory.
Remapping in the two-room
In the current study, AI rats showed place field rigidity in CA3 when changes were made by cue manipulations or different shape enclosures placed in the same location, which is consistent with prior aging studies showing CA3 place field rigidity in novel environments located in the same location (Robitsek et al., 2015; Wilson et al., 2005). However, in the two-room experiment, in which there was an actual location change, AI rats showed remapping similar to Y and AU rats. A possible explanation for the remapping observed in AI rats is that the two rooms were different enough that transformation of entorhinal input patterns was not necessary (Knierim & Neunuebel, 2016). The dynamic switch from pattern separation to pattern completion in CA3 has been modeled as a sigmoidal function (Guzowski et al., 2004; McClelland & Goddard, 1996). When changes in inputs are small, CA3 performs pattern completion resulting in output representations that are similar. When changes in inputs are large, CA3 performs pattern separation resulting in output representations that are dissimilar. It has been hypothesized that in aged rats, the sigmoidal input-output function is skewed towards pattern completion and requires greater changes in inputs to generate output patterns that are dissimilar (Wilson et al., 2006). Similarly, aged individuals showed that larger changes in inputs are required to successfully separate lure items from target items (Yassa et al., 2011), suggesting that more dissimilarity in input patterns is necessary for successful discrimination. Thus, the changes in inputs between the two rooms may have been large enough to result in dissimilar output representations in AI rats.
Cognitive resilience in AU rats
While memory function is susceptible to aging, a subpopulation of aged animals (including aged humans) is able to retain normal memory function. We previously showed that hyperactivity localized to proximal CA3 region was present in both AU and AI rats (H. Lee et al., 2021). Yet, AU rats showed a transition from pattern separation to pattern completion in CA3 but AI rats showed pattern completion in all regions of CA3. While AU rats did not always show statistical difference from AI rats, the trends observed in AU rats were more similar to Y rats than AI rats. What makes AU rats more resilient to such age-related cognitive impairment? There are subtle changes in hippocampal circuitry that may account for possible compensatory mechanisms in AU rats. Postsynaptic inhibition is enhanced in granule cells in AU rats compared to AI rats (Tran et al., 2018, 2019), and somatostatin-positive HIPP interneurons are intact in AU rats but reduced in AI rats (Spiegel et al., 2013). Enhanced inhibition in granule cells in AU rats may support sparse coding in the DG, which is essential for pattern separation. There is also a redistribution of synaptic weights between age groups, where AMPAR expression in stratum lucidum (the layer where mossy fibers make synaptic contacts with CA3) is higher in AU rats but AMPAR expression is significantly higher in stratum radiatum (the layer where CA3 makes autoassociational connections) in AI rats (Buss et al., 2021). Enhanced AMPAR expression in stratum lucidum may support increased feedforward activation of pattern separated outputs to CA3. However, exactly how these changes provide compensatory mechanisms in AU rats still remain largely unknown and need further study.
Summary
The present study demonstrates that age-related impairments in pattern separation is localized preferentially to proximal CA3 in AI rats. When changes are made to the environment, neural representations in Y rats are more orthogonal in proximal CA3 than in distal CA3, suggesting a functional gradient (pattern separation to pattern completion) along the CA3 transverse axis. In contrast, AI rats show less orthogonal representations in proximal CA3 compared to Y rats but more generalized representations in distal CA3 that are similar to Y rats. Thus, enhanced pattern completion in AI rats may result from proximal CA3 that is more biased towards pattern completion rather than pattern separation. Furthermore, while AU rats show similar trends as Y rats, the magnitude of orthogonalization in proximal CA3 is not always similar to Y rats, suggesting that AU rats are not equivalent to Y rats.
Methods
Subjects and Surgery
Male Long-Evans rats (retired breeders at 9 months) were obtained from Charles River Laboratories (Raleigh, NC) and housed in a vivarium at Johns Hopkins University until age 22-26 months. Young rats (3-6 months) were also obtained from Charles River Laboratories. Prior to the onset of water maze behavioral testing, rats were individually housed with ad libitum access to food and water during a 12-hour light/dark cycle. After the water maze testing, rats underwent hyperdrive implant surgery and were housed during a reversed 12-hour light/dark cycle. All recordings were done in the dark cycle. All animal care, housing, and surgical procedures conformed to the National Institute of Health standards using protocols approved by the Institutional Animal Care and Use Committee at Johns Hopkins University.
All aged rats were prescreened for spatial learning ability in the Morris water maze as previously described (Lee et al., 2021) prior to the implantation of recording electrodes. Four of the 8 young rats also pretested in the water maze. The remaining 4 young rats were from a previous study (H. Lee et al., 2015) and were not tested in the Morris water maze. Thus, in total, 14 aged rats were tested at 22-24 months and 4 young rats were tested at 3-4 months in the water maze. These rats were trained for 8 days (3 trials per day) to locate a submerged escape platform that remained at the same location in the water maze tank, with every sixth trial as a probe trial (no escape platform for the first 30 seconds). The learning index (LI), an average of weighted search proximity scores obtained during probe trials (Gallagher et al., 1993), was used to classify animals as aged-impaired (AI; LI > 240) or aged-unimpaired (AU; LI < 240), using an a priori LI criterion from previous studies (Branch et al., 2019; Gallagher et al., 1993). On day 9, rats were given six trials to locate a visible platform above the water level to screen for nonspecific task impairment such as swimming behavior and escape motivation. Following water maze testing, rats were placed on restricted food access to reduce their body weight to 85% while they were given foraging sessions (20 mins per day for 10 days) in a cylindrical apparatus to accustom the rats to forage for chocolate pellets (Bio-Serv, Flemington, NJ) before the subsequent training on the circular track.
A custom-built recording hyperdrive that contained 15 independently moveable tetrodes was surgically implanted over the right hemisphere. To optimize the drive placement, recordings were performed during the surgery to find the lateral edge of CA3. The most lateral tetrode placement ranged from 3.7 to 4.2 mm lateral to bregma and from 3.4 to 4.0 posterior to bregma. The tetrode array was configured as an oval bundle, approximately 1.2 mm in length and 0.9 mm in width, with a 3 x 6 array of tetrodes spaced approximately 300 μm apart. The array was implanted at an angle of ∼35°, which is approximately parallel to the transverse axis of the dorsal hippocampus.
Local-global cue-conflict manipulation
All rats were trained to run in a clockwise direction on a circular track for randomly placed chocolate pellets for 2-3 weeks while the tetrodes were being lowered to CA3. The circular track (76 cm outer diameter, 56 cm inner diameter) with salient local texture cues was placed in a black-curtained room with salient global cues. The cue-conflict manipulation experiment was conducted for 4 days, with 5 sessions each day. The rat was disoriented between each session. Three standard (STD) sessions (local and global cue relationships remained constant) were interleaved with two mismatch (MIS) sessions (local and global cues were rotated by equal increments but in opposite directions, producing mismatch angles of 45°, 90°, 135°, and 180°). Mismatch angles were chosen in pseudorandom order such that each angle was chosen once during the first 2 days of recording and once again during the second 2 days. On each recording day, baseline sessions (∼15 min) in which the rat rested in the holding dish were recorded prior to the start and at the end of the experiment, in order to compare recording stability before and after the experiment. Because 45° mismatch is a minor degree of separation and the cell responses in 45° MIS session do not differ markedly from STD sessions (see Lee et al., 2015), cells recorded during 45° MIS sessions were not included in this analysis.
Two-shape experiment
During the 4 days of the cue-conflict manipulation task, subsets of the rats (3 Y, 6 AU, 6 AI) were trained in the two shapes [square (67 cm x 67 cm) and circle (76 cm diameter)] placed at a fixed location in room A. On day 1, rats were trained to forage for chocolate pellets for 20 min once in the circle chamber and once in the square chamber. On days 2 - 4, rats were trained for 10 min each session in the square and the circle for a total of 4 sessions in a random order (2 sessions in each shape). A striped cue card was placed on the north wall inside the chambers, and new brown paper floor was replaced between each session. The rat was allowed to rest for 5 - 10 min on the pedestal between each session. After 4 days of training, the two-shape experiment was conducted for 2 days, 4 sessions each day. During the 2 recording days, the order of the shapes was circle-box-box-circle and box-circle-circle-box, although which order was given on the first day was random.
Two-room experiment
After 4 sessions of the different shape experiment on each recording day, the rat was placed on a pedestal and taken to room B. Two additional 10 min sessions were given in room B, once in the square chamber and once in the circle chamber. Two new cue cards (brown cue card on the west wall and gray hexagon shaped cue card on the east wall) were placed inside the chambers, and a new white paper floor was replaced between each session. The order of the square and circular shape was random. There was no prior training in room B. Electrophysiological Recordings
Tetrodes were made from 17-μm platinum-iridium wires (California Fine Wire Co., Grover Beach, CA), with impedance reduced to ∼120 kOhms by electroplating with platinum black. Neural signals were recorded using a 64-channel wireless transmitter system (Triangle Biosystems International, Durham, NC) and transmitted to a Cheetah Data Acquisition System (Neuralynx, Bozeman, MT). The signals were amplified 1,000-5,000 times and filtered between 600 Hz and 6 kHz (for units) or 1 and 600 Hz for local field potentials (LFPs). The spike waveforms above a threshold of 40-70 μV were sampled for 1 ms at 32 kHz, and LFPs were continuously sampled at 32 kHz. The rat’s position was tracked with an overhead camera recording light emitting diodes (LEDs) position over the head of the rat (red LEDs in front and green LEDs behind) at 30 Hz.
Data Analysis
Unit Isolation
Multiple waveform characteristics (e.g., spike amplitude and energy) were used to isolate single units using custom-written manual cluster-cutting software. Cells were assigned to subjective isolation quality scores from 1 (very good) to 5 (poor), depending on the cluster separation from the other clusters and from the background activity level. The isolation quality scores were made completely independently of any behavioral correlates of the cells. Using a K-means clustering analysis on three parameters (spike width, mean firing rate, and burst index), cells were classified as putative pyramidal cells (low-rate broad spikes, bursty) or putative interneurons (high-rate, narrow spikes, nonbursty) for each session (Lee et al., 2021). If a cell was classified as a putative interneuron (i.e., a high rate cell) in one of the sessions, that cell was classified as a putative interneuron for all sessions. Only well-isolated putative pyramidal cells (with isolation quality scores 1-3) were included in the analysis. Putative interneurons were excluded from the analysis.
Rate Maps and Place Fields
The position and the head direction of the rat were based on tracking the LEDs on the headstage connected to the hyperdrive. Analysis was performed on data restricted to times when the animal was moving forward at a speed > 3 cm/s. For 2D rate maps, the x and y dimensions of the camera image (640 x 480 pixels) were divided into bin sizes of 10 pixels (2.5 cm square bins). To create a firing rate map of a cell, the number of spikes in each bin was divided by the amount of time the rat spent in that bin. Rate maps for the circle-square environments were smoothed using the adaptive binning method (Skaggs et al., 1996); rate maps for the circular track were smoothed with a Gaussian filter (σ = 3°). For the cue-conflict manipulation data, analysis was performed on data restricted to times when the animal’s head was within the boundaries of the circular track, and the circular 2D rate maps were transformed into linear rate maps by converting the rat’s Cartesian position into units of degrees on the track. Linearized rate maps were divided into 360 bins (1°/bin). Rate maps were used to calculate the spatial information score (Skaggs et al., 1996), the mean and the peak firing rates. Place cells were identified as neurons with spatial information scores > 0.75 bit/spike, spatial information significance p < 0.01, and number of velocity-filtered spikes > 50. Spatial information significance was calculated with a shuffling procedure, in which the spike train and the position train were shifted relative to each other by a random time (minimum 30 s), the rate map was recalculated, and a spatial information score was calculated. This procedure was performed 1,000 times, and the cell was considered significant at p < 0.01 if the true information score exceeded the values of more than 990 scores from the shuffling procedure. The peak firing rate was the maximum firing rate in the rate map, and the mean firing rate was calculated by dividing the number of spikes by the duration of the session.
Rotational Analysis
The rotation angle of rate maps between the sessions was determined for each cell that passed the inclusion criteria in both the STD and the MIS sessions. The linearized rate map in the MIS session was circularly shifted in 1° increments and correlated with the linearized rate map in the STD session. The angle producing the maximum correlation was assigned as that cell’s rotation angle.
Population correlation matrices
Population correlation matrices were created by forming normalized firing rate vectors for the sample of cells at each 1° bin of the track to create 360 firing rate vectors. The firing rate of each cell in each bin is normalized to that cell’s peak firing rate. The correlation matrix contains the Pearson product moment correlations values for each of the 360 x 360 firing rate vectors. A band of high correlation along the 0° main diagonal indicates that the representation maintained coherence and did not change between the two environments.
Population Vector Correlation
Rate maps for the entire population of cells were arranged in an x-y-z stack, where x and y represent the two spatial dimensions and z represents the cell-identity index. The distribution of mean firing rates along the z axis represent the composite population vector for a given x-y location. Population vectors for corresponding positions were correlated across pairs of sessions. Nonoverlapping x-y locations between the two shapes were excluded from the PV correlations.
Statistical Analysis
All statistical tests were calculated using Matlab (Mathworks, Natick, MA). Random shuffling test was used to determine the statistical significance, as described in the corresponding Results section. Statistical analysis was two-tailed and considered significant at p < 0.005 with Bonferroni correction for 9 comparisons, unless stated otherwise.
Histological Procedures
Rats were deeply anesthetized and perfused with 4% formaldehyde. Frozen coronal sections (40 μm) were cut and stained with cresyl violet. Images of the brain slices were acquired with an IC Capture DFK 41BU02 camera (The Imaging Source, Charlotte) attached to a Motic SMZ – 168 stereoscope. All tetrode tracks were identified, and the lowest point of the track was used to determine the recording position. Distance of the CA3 tetrode was measured manually from the proximal end and scaled by the total length of CA3. The normalized position of the tetrode along the CA3 transverse axis ranged from 0 to 1, with the distal end as 1.
Disclosure
M.G. is the founder of AgeneBio Incorporated, a biotechnology company that is dedicated to discovery and development of therapies to treat cognitive impairment. M.G. has a financial interest in the company and is an inventor on Johns Hopkins University’s intellectual property that is licensed to AgeneBio. Otherwise, M.G. has had no consulting relationship with other public or private entities in the past three years and has no other financial holdings that could be perceived as constituting a potential conflict of interest. All conflicts of interest are managed by Johns Hopkins University. All other authors have nothing to disclose.
Author Contributions
H.L. and J.J.K. designed the experiments; H.L., A.T., N.L., collected the data; H.L. and Z.W. analyzed the data; J.J.K., S.Z., M.G. provided supervision; J.J.K. and M.G. provided funding; H.L. wrote the initial draft of the manuscript; H.L. and J.J.K. wrote the manuscript; all authors provided comments and feedback on the manuscript.
Acknowledgements
We thank Robert McMahan, Andrew Sherwood, and Kimberly Knah for assistance in running the behavior experiments and histological procedures. We thank Audrey Branch, William Hockeimer, and Ravikrishnan Jayakumar for helpful discussion. Supported by grant P01 AG009973.