Skip to main content
Log in

Death rates and time intervals: is there an alternative to the constant natural mortality axiom?

  • Published:
Reviews in Fish Biology and Fisheries Aims and scope Submit manuscript

Summary

The ‘constant M axiom’ refers to the often automatic assumption made in fish stock assessment, that the instantaneous natural mortality rate, expressed on an annual basis, is constant throughout the exploited phase of the life history. This uncritical assumption or axiom has come under criticism in recent years, best documented by field determinations of predation rates on juvenile fish coordinated in the North Sea through the International Council for the Exploration of the Sea (ICES). These, and earlier studies, have yielded empirical vectors of predation-related M for juveniles of key species, and in some cases, also for egg and larval stages. To date, perhaps the mathematical function with the widest acceptance for modelling M-at-age in the animal kingdom has been the Weibull distribution. This paper attempts to demonstrate, for a limited sample of highly fecund marine organisms, that a simple, two-parameter reciprocal function of age is a more reasonable, and mathematically parsimonious, description of the form of the life history M-vector between egg and larval stages and the mean parental age (MPA). Mortality rates may increase later in life, especially for semelparous species, and in this case would need to be described by an additional or more complex function, beyond the scope of this paper.

Seasonal and inter-annual variations in M-at-age, though rarely documented, also occur; in the latter case, when associated with density dependence, they give rise to the stock-recruit relationships described in the literature, and lead to annual divergences from mean expectation of death, especially for the earliest life-history stages. Contrary to preconception, however, there seems no overwhelming evidence from egg and larval studies for the consistent action of a critical period: the very high egg and larval M-at-age values predicted by the reciprocal function, though continuous in time, effectively correspond to catastrophic early mortality rates, but provide a mean expectation of death with age that converges smoothly on a constant M value at greater ages.

The use of any steeply declining mortality function of age, in simulating survivorship over a time period T between spawning and maturity of the succeeding generation, reveals a serious difficulty in defining appropriate time units. It is concluded that if the reciprocal mortality function applies, then simulating constant survivors at time T independently of the number of smaller time units (Δt) that T is divided into, is effectively accomplished by using progressively longer time intervals with age t, such that Δt/t is constant for all intervals. This is referred to as ‘proportional time allocation’.

Calculations assuming population stability, and using indicative values for mean lifetime fecundity (MLF) and mean parental age (MPA), are presented for a generalized demersal and a generalized small pelagic fish, employing the reciprocal function with proportional time allocation. Sets of values for the two parameters of the reciprocal function were not rejected, even though non-unique, if they reduced the MLF to two individuals by MPA, and a unique vector of M-at-age presumably could be determined if the ‘constant adult M’ is already known. The new model has the advantage of being compatible with the ‘constant adult M’ hypothesis over periods of roughly 4–5 and 1+ years, respectively, for generalized northern demersals and small pelagics, over the ages just preceding MPA.

The possibility of extension of this model to length-based methods, and its analogies with crustacean moulting models, are discussed.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  • Anderson J.T. (1988) A review of size-dependent survival during pre-recruit stages of fishes in relation to recruitment. J. Northw. Atl. Fish. Sci. 8, 55–6.

    Google Scholar 

  • Appeldoorn R.S. (1987) Assessment of mortality in an offshore population of queen conch, Stombus gigas L. in southwest Puerto Rico. Fish. Bull. Nat. Mar. Fish. Serv. U.S. 85(4), 797–804.

    Google Scholar 

  • Appeldorn R.S. (1988) Ontogenetic changes in natural mortality rate of queen conch, Strombus gigas (Mollusca: Gastropoda). Bull. Mar. Sci. 42(2), 159–65.

    Google Scholar 

  • Bagenal T.B. (1973) Fish fecundity and its relations with stock and recruitment. Rapp. P.-v. Réun. Cons. Perm. Int. Explor. Mer 164, 186–98.

    Google Scholar 

  • Bannister R.C.A., Harding D. and Lockwood S.J. (1974) Larval mortality and subsequent yearclass strength in the plaice (Pleuronectes platessa L.). In Blaxter J.H.S., ed. The Early Life History of Fish. Berlin: Springer-Verlag. 765 pp.

    Google Scholar 

  • Beverton R.J.H. (1963) Maturation, growth and mortality of Clupeid and Engrualid stocks in relation to fishing. Rapp. P.-v. Réun. Cons. perm. int. Explor. Mer 154, 44–67.

    Google Scholar 

  • Beverton R.J.H. (1987) Longevity in fish: some ecological and evolutionary considerations. In Woodhead A.D. and Thompson K.H., eds. Evolution of Longevity in Animals (Basic Life Sciences, Vol. 42). NY: Plenum Press, pp. 161–85.

    Google Scholar 

  • Beverton R.J.H. and Holt S.J. (1956) A review of methods for estimating mortality rates in exploited fish populations with special reference to sources of bias in catch sampling. Rapp. P.-v. Réun. Cons. perm. int. Explor. Mer 140, 67–83.

    Google Scholar 

  • Beverton R.J.H. and Holt S.J. (1957) On the Dynamics of Exploited Fish Populations. (Fishery Invest., Lond., Ser. 2, Vol. 19). London: HMSO. 533 pp.

    Google Scholar 

  • Beverton R.J.H. and Holt S.J. (1959) A review of the lifespans and mortality rates of fish in nature, and their relation to growth and other physiological characteristics. Colloquium on ageing; Ciba Foundation, Vol. 5: 142–80.

    Google Scholar 

  • Beyer J.E. (1989) Recruitment stability and survival — simple size-specific theory with example from the early life dynamics of marine fish. Dana, 7, 45–147.

    Google Scholar 

  • Beyer J.E. and Sparre P. (1983) Modelling exploited marine fish stocks. In S.E. Jorgensen, ed. Application of Ecological Modelling in Environmental Management, Part A. Amsterdam: Elsevier, pp. 485–582.

    Google Scholar 

  • Blaxter J.H.S. (ed.) (1974) The Early Life History of Fish. Berlin: Springer-Verlag. 765 pp.

    Google Scholar 

  • Blaxter, J.H.S., Gamble, J.C. and Westernhagen, H.V. (eds) (1989) The early life history of fish. Rapp. P.-v. Réun. Cons. perm. int. Explor. Mer 191, 1–497.

  • Caddy, J.F. (1979) Approaches to a simplified yield-per-recruit model for crustacea, with particular reference to the American lobster, Homarus americanus. Fish. Mar. Serv. (Canada) MS Report No. 1445. 14 pp.

  • Caddy J.F. (1984) Method of solving for natural mortality rate for stock components with different schedules of growth and mortality. Can. J. Fish. Aquat. Sci. 41, 1226–30.

    Google Scholar 

  • Caddy J.F. (1986) Modelling stock-recruitment processes in crustacea: some practical and theoretical perspectives. Can. J. Fish. Aquat. Sci. 43, 2330–44.

    Google Scholar 

  • Caddy J.F. (1989) Recent developments in research and management for wild stocks of bivalves and gastropods. in J.F. Caddy, ed. Marine Invertebrate Fisheries, Their Assessment and Management. Chichester, UK: John Wiley and Sons, pp. 665–700.

    Google Scholar 

  • Caddy, J.F. and Sharp, G.D. (1986) An ecological framework for marine fishery investigations. F.A.O. Fish. Tech. Pap. No. 283. 152 pp.

  • Caddy J.F. and Stamatopoulos C. (1990) Mapping growth and mortality rates of crevice-dwelling organisms onto a perforated surface: the relevance of “cover” to the design and carrying capacity of natural and artificial surfaces. Est. coast. Shelf Sci. 31, 87–106.

    Google Scholar 

  • Charnov E.L. (1989) Natural selection on age of maturity in shrimp. Evolutionary Ecol. 3, 236–9.

    Google Scholar 

  • Cushing D.H. (1974) The possible density-dependence of larval mortality and adult mortality in fishes. In Blaxter J.H.S., ed. The Early Life History of Fish. Berlin: Springer-Verlag, pp. 103–11.

    Google Scholar 

  • Cushing D.H. (1975) The natural mortality of the plaice. J. Cons. perm. int. Explor. Mer 36, 150–57.

    Google Scholar 

  • De la Mare, W.K. (1989) On the simultaneous estimation of natural mortality rate and population trend from catch at age data. Rep. Int. Whal. Commn. No. 39 (Doc. SC/40/01), 355–61.

  • Deevey E.S. (1947) Life tables for natural populations. Q. Rev. Biol. 22, 283–314.

    Google Scholar 

  • Dickie L.M. and McCracken F.D. (1955) Isopleth diagrams to predict equilibrium yield of a small flounder fishery. J. Fish. Res. Bd Can. 12, 187–209.

    Google Scholar 

  • Fréchette M. and Lefaivre D. (1990) Discriminating between food and space limitation in benthic suspension feeders using self-thinning relationships. Mar. Ecol. Prog. Ser. 65, 15–23.

    Google Scholar 

  • Gislason, H. and Sparre, P. (1987) Some theoretical aspects of the implementation of multispecies virtual population analysis: ICES Council Meeting 1987; CM.1987/J5: 11 pp. (mimeo)

  • Gulland J.A. (1965) Survival of the youngest stages of fish and its relation to year class strength. Int. Comm. Northwest Atl. Fish. Spec. Publ. 6, 363–71.

    Google Scholar 

  • Gunderson D.R. and Dygeret P.H. (1988) Reproductive effort as a predictor of natural mortality rate. J. Cons. perm. int. Explor. Mer 44, 200–209.

    Google Scholar 

  • Harding D. and Talbot J.W. (1973) Recent studies on the eggs and larvae of the plaice (Pleuronectes platessa L.) in the Southern Bight. Rapp. P.-v. Réun. Cons. perm. int. Explor. Mer 164, 261–9.

    Google Scholar 

  • Harris J.G.K. (1975) The effect of density-dependent mortality on the shape of the stock and recruitment curve. J. Cons. perm. int. Explor. Mer 36(2), 144–9.

    Google Scholar 

  • Hjort J. (1926) Fluctuations in the year classes of important food fishes. J. Cons. perm. int. Explor. Mer 1, 5–38.

    Google Scholar 

  • Hoenig, J.M., Lawing, W.D. and Hoenig, N.A. (1983) Using mean age, mean length, and median length data to estimate the total mortality rate. ICES Council Meeting 1983; Collected Papers CM.1983/D23: 11 pp. (mimeo)

  • ICES (1988) Report of the multispecies assessment working group. Copenhagen, 1–8 June 1988. Doc.CM. 1988/Assess:23: 154 pp. (mimeo)

  • Jones R. (1973) Density dependent regulation of the numbers of cod and haddock. Rapp. P.-v. Réun. Cons. perm. int. Explor. Mer 164 156–73.

    Google Scholar 

  • Lasker, R. and Sherman, K. (eds) (1981) The early life history of fish: recent studies. Rapp. P.-v. Réun Cons. perm. int. Explor. Mer 178, 1–607.

  • Laevastu T. and Larkins H.A. (1981) Marine Fisheries Ecosystem: its Quantitative Evaluation and Management. Farnham, Surrey, UK: Fishing News Books Ltd. 162pp.

    Google Scholar 

  • Mather F.J.III, Mason J.M. and Jones A.C. (1974) Analysis of migrations and mortality of bluefin tuna, Thunnus thynnus, tagged in the Northwestern Atlantic Ocean. U.S. Fish. Bull. 72(4), 900–914.

    Google Scholar 

  • May R.C. (1974) Larval mortality in marine fishes and the critical period concept. In Blaxter J.H.S., ed. The Early Life History of Fish. Berlin: Springer Verlag, pp. 3–19.

    Google Scholar 

  • Munro J.L. (1982) Estimation of biological and fishery parameters in coral reef fisheries. ICLARM Conf. Proc. 9, 71–82.

    Google Scholar 

  • Myers R.A. and Doyle R.W. (1983) Predicting natural mortality rates and reproduction-mortality trade-offs from fish life history data. Can. J. Fish. Aquat. Sci. 40, 612–20.

    Google Scholar 

  • Parker R.R. (1971) Size selective predation among juvenile salmonid fishes in a British Columbia inlet. J. Fish. Res. Bd Can. 28, 1503–10.

    Google Scholar 

  • Parrish B.B. (1973) Fish stocks and recruitment. Rapp. P.-v. Réun. Cons. perm. int. Explor. Mer 164, 1–372.

    Google Scholar 

  • Pauly D. (1980) On the interrelationships between natural mortality, growth parameters, and mean environmental temperature, in 175 fish stocks. J. Cons. perm. int. Explor. Mer 39, 175–192.

    Google Scholar 

  • Pearcy W.G. (1963) Ecology of an estuarine population of winter flounder Pseudopleuronectes americanus (Walbaum). Parts I and II. Bull. Bingham oceanogr. Coll. 18, 5–64.

    Google Scholar 

  • Peterson I. and Wroblewsi J.S. (1984) Mortality rate of fishes in the pelagic ecosystem. Can. J. Fish. Aquat. Sci. 41, 1117–20.

    Google Scholar 

  • Pinder J.E.III, Wiener J.G. and Smith M.H. (1978) The Weibull distribution: a new method of summarizing survivorship data. Ecology 59(1), 175–9.

    Google Scholar 

  • Platt T. (1978) The structure of pelagic marine ecosystems. Rapp. P.-v. Réun. Cons. perm. int. Explor. Mer 173, 60–66.

    Google Scholar 

  • Ricker, W.E. (1958) Handbook of computations for biological statistics of fish populations. Bull. Fish. Res. Bd Can. No. 119. 300 pp.

  • Ricker W.E. (1973) Critical statistics from two reproductive curves. Rapp. P.-v. Réun. Cons. perm. int. Explor. Mer 164, 333–40.

    Google Scholar 

  • Rikhter, V.A. and Efanov, V.N. (1976) On one of the approaches to estimates of natural mortality of fish populations. ICNAF Res. Doc. D76/VI/8: 12 pp. (mimeo)

  • Robson D.S. and Chapman D.G. (1961) Catch curves and mortality rates. Trans. Am. Fish. Soc. 90, 181–9.

    Google Scholar 

  • Roff D.A. (1984) The evolution of life history parameters in teleosts. Can. J. Fish. Aquat. Sci. 41, 989–1000.

    Google Scholar 

  • Rothschild B.J., and Brunenmeister S.L. (1984) The dynamics and management ofshrimp in the Northern Gulf of Mexico. In: J.A. Gulland and B.J. Rothschild (eds) Penaeid Shrimps — Their Biology and Management. Fishing News Books Ltd. Farnham, Surrey, UK 308 pp.

    Google Scholar 

  • Rothschild B.J. and Fogarty M.J. (1989) Spawning-stock biomass: a source of error in recruitment stock relationships and management advice. J. Cons Int. Explor. Mar 45, 131–5.

    Google Scholar 

  • Saila S.B. and Lough R.G. (1981) Mortality and growth estimation from size data — an application to some Atlantic herring larvae. Rapp. P.-v. Réun. Cons. perm. int. Explor, Mer 178, 7–14.

    Google Scholar 

  • Sanders M.J. (1977) Estimation of mortality coefficients for exploited fish populations in which the sexes exhibit divergent growth rates. J. Cons. perm. int. Explor. Mer 37, 192–3.

    Google Scholar 

  • Sharp, G.D. and Csirke, J. (1983) Proceedings of the expert consultation to examine changes in abundance and species composition of neritic fish resources: San José, Costa Rica 18–29 April 1983. F.A.O. Fish. Rep., No. 291 (3 Volumes): Doc. FIRM/R291, 1224 pp.

  • Sparholt H. (1990) Improved estimates of the natural mortality rates of nine commercially important fish species included in the North Sea multispecies VPA model. J. Cons. perm. int. Explor. Mer 46(2), 211–23.

    Google Scholar 

  • Tanaka S. (1960) Studies on the dynamics and management of fish populations. Bull. Tokai reg. Fish. Res. Lab. 28, 1–200. (in Japanese)

    Google Scholar 

  • Ulltang O. (1980) Factors affecting the reaction of pelagic fish stocks to exploitation and requiring a new approach to assessment and management. Rapp. P.-v. Réun. Cons. perm. int. Explor. Mer 177, 489–504.

    Google Scholar 

  • Vetter E.F. (1988) estimation of natural mortality in fish stocks: a review. U.S. Fish. Bull., 86(1), 25–43.

    Google Scholar 

  • Weller D.E. (1987) A reevaluation of the −3/2 power rule of plant self-thinning. Ecol. Monogr. 57, 23–43.

    Google Scholar 

  • Wickins J.F. (1976) Prawn biology and culture. Oceanogr. Mar. Biol. Ann. Rev. 14, 435–507.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Additional information

Axiom: An established principle; a self-evident truth (Concise Oxford Dictionary, 1964). (M=?; M=.?; Ah! M=.2!!) (ICNAF parable: early 1970s)

Rights and permissions

Reprints and permissions

About this article

Cite this article

Caddy, J.F. Death rates and time intervals: is there an alternative to the constant natural mortality axiom?. Rev Fish Biol Fisheries 1, 109–138 (1991). https://doi.org/10.1007/BF00157581

Download citation

  • Received:

  • Accepted:

  • Issue Date:

  • DOI: https://doi.org/10.1007/BF00157581

Keywords

Navigation