Skip to main content
Log in

From apprentice to colleague: The metamorphosis of Early Career Researchers

  • Published:
Higher Education Aims and scope Submit manuscript

Abstract

While the studies of Early Career Researchers (ECRs) have contributed politically important insights into factors hindering ECRs, they have not yet achieved a theoretical understanding of the causal mechanisms that are at work in the transition from dependent to independent research. This paper positions the early career phase in a theoretical framework that combines approaches from the sociology of science and organisational sociology and emphasises the transitional process. In this framework, the early career phase is considered as containing a status passage from the apprentice to the colleague state of their career in their scientific communities. In order to capture the mechanisms underlying this transition, it is important to analyse the interactions of these careers as they unfold over time. The usefulness of this approach is demonstrated with a pilot study of Australian ECRs. We show (a) that misalignments of the three careers stretch the transition phase; (b) that the two major factors affecting the transition are a successful PhD and a research-intensive phase prior to normal academic employment; and (c) that the most important condition hindering the transition is the lack of time for research. It can be concluded that as a result of a ‘market failure’ of the university system, the transition from dependent to independent research is currently being relocated to a phase between the PhD and the first academic position.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2

Similar content being viewed by others

Notes

  1. See Zumeta (1985), Nerad and Cerny (1999), Stephan and Levin (2001: 682–683), and the reports of the Committee on Science, Engineering, and Public Policy (COSEPUP 2000) and by the National Research Council (NRC 1998, 2005).

  2. See Gläser et al. (2004) on the emergence and importance of ‘helper’ roles in a research organisation.

  3. The lack of data is due to the character of the study as a secondary analysis. If we had ‘operationalised’ our criteria ex ante and focused part of the interviews on them, a categorisation would have been possible.

  4. This composition cannot be taken as representative of ECRs because the selection of interviewees in the main project focused on staff in teaching and research positions. Since more than one fourth of the academic staff at Australian universities is in research-only positions (AVCC 2006), a bigger share of ECRs than represented in our sample can be expected to be in postdoctoral or other research-only positions.

  5. One of those two was the postdoctoral fellow, the other a geologist who reported a relatively low teaching load of 7–8 contact hours.

References

  • Åkerlind, G. S. (2005). Postdoctoral researchers: Roles, functions and career prospects, and development. Higher Education Research & Development, 24, 21–40.

    Article  Google Scholar 

  • Alfred P. Sloan Foundation (2007). Sloan Research Fellowships Brochure (http://www.sloan.org/programs/fellowship_brochure.shtml).

  • ARC (Australian Research Council) (2007). Early Career Researcher (http://www.arc.gov.au/applicants/researcher_early.htm).

  • AVCC (Australian Vice Chancellors’ Committee) (2006). Key Statistics—Staff (http://www.avcc.edu.au/documents/publications/stats/Staff.pdf).

  • Barley, S. R. (1989). Careers, identities, and institutions: The legacy of the Chicago School of Sociology. In M. B. Arthur, D. T. Hall, & B. S. Lawrence (Eds.), Handbook of career theory (pp. 41–66). New York: Cambridge University Press.

  • Bazeley, P. (1999). Continuing research by PhD graduates. Higher Education Quarterly, 53, 333–352.

    Article  Google Scholar 

  • Bazeley, P. (2003). Defining ‘early career’ in research. Higher Education, 45, 257–279.

    Article  Google Scholar 

  • Bazeley, P., Kemp, L., Stevens, K., Asmar, C., Grbich, C., Marsh, H., & Bhathal, R. (1996). Waiting in the wings: A study of early career academic researchers in Australia. Commissioned Report No. 50. Australian Research Council.

  • Bowden, V. (2000). Managing to make a difference: Making an impact on the careers of men and women scientists. Aldershot: Ashgate Publishing.

    Google Scholar 

  • Chubin, D. E., & Connolly T. (1982). Research trails and science policies. In N. Elias, H. Martins, & R. Whitley (Eds.), Scientific establishments and hierarchies (pp. 293–311). Dordrecht: Reidel.

  • Clark, B. R. (1983). The higher education system: Academic organization in cross-national perspective. Berkeley: University of California Press.

    Google Scholar 

  • COSEPUP (Committee on Science, Engineering, and Public Policy) (2000). Enhancing the postdoctoral experience for scientists and engineers: A guide for postdoctoral scholars, advisers, institutions, funding organizations, and disciplinary societies. Washington: National Academy Press.

  • Cozzens S. E., Healey P., Rip A., & Ziman J. (Eds.) (1990). The research system in transition. Dordrecht: Kluwer.

    Google Scholar 

  • Dalton, G. W., Thompson, P. H., & Price R. L. (1977). The four stages of professional careers—A new look at performance by professionals. Organizational Dynamics, 6, 19–42.

    Article  Google Scholar 

  • Duberley, J., Cohen, L., & Mallon, M. (2006). Constructing scientific careers: Change, continuity and context. Organization Studies, 27, 1131–1151.

    Article  Google Scholar 

  • Gardiner, M. (1999). Making a difference: Flinders University mentoring scheme for early career women researchers. Adelaide, South Australia: The staff development and training unit, The Flinders University.

    Google Scholar 

  • Gaughan, M., & Robin, S. (2004). National science training policy and early scientific careers in France and the United States. Research Policy, 33, 569–581.

    Article  Google Scholar 

  • Gläser, J. (2001). Macrostructures, careers and knowledge production: A neoinstitutionalist approach. International Journal of Technology Management, 22, 698–715.

    Article  Google Scholar 

  • Gläser, J. (2006). Wissenschaftliche Produktionsgemeinschaften. Die soziale Ordnung der Forschung. Frankfurt a. M.: Campus.

    Google Scholar 

  • Gläser, J. (2007). The social orders of research evaluation systems. In R. Whitley, J. Gläser, & K. Barker (Eds.), The changing governance of the sciences: The advent of research evaluation systems. Dordrecht: Kluwer (in press).

  • Gläser, J., & Laudel G. (2006). Experteninterviews und qualitative Inhaltsanalyse als Instrumente rekonstruierender Untersuchungen. 2. Auflage. Wiesbaden: VS Verlag für Sozialwissenschaften.

    Google Scholar 

  • Gläser, J., & Laudel, G. (2007). Evaluation without evaluators: The impact of funding formulae on Australian University Research. In R. Whitley, J. Gläser, & K. Barker (Eds.), The changing governance of the sciences: The advent of research evaluation systems. Dordrecht: Kluwer (in press).

  • Gläser, J., Spurling, T. H., & Butler L. (2004). Intraorganisational evaluation: Are there ‘least evaluable units’? Research Evaluation, 13, 19–32.

    Article  Google Scholar 

  • Grbich, C. (1998). The academic researcher: Socialisation in settings previously dominated by teaching. Higher Education, 36, 67–85.

    Article  Google Scholar 

  • Henkel, M. (2004). Current science policies and their implications for the formation and maintenance of academic identity. Higher Education Policy, 17, 167–182.

    Article  Google Scholar 

  • Huisman, J., de Weert, E., & Bartelse, J. (2002). Academic careers from a European perspective: The declining desirability of the faculty position. Journal of Higher Education, 73, 141–160.

    Article  Google Scholar 

  • Laudel, G. (2005). Migration currents among the scientific elite. Minerva, 43, 377–395.

    Article  Google Scholar 

  • Mallon, M., Duberley, J., & Cohen, L. (2005). Careers in public sector science: orientations and implications. R&D Management, 35, 395–407.

    Article  Google Scholar 

  • Mulkay, M. (1976). The mediating role of the scientific elite. Social Studies of Science, 6, 445–470.

    Article  Google Scholar 

  • National Research Council (NRC) (2005). Bridges to independence: Fostering the independence of new investigators in biomedical research. Washington, DC: The National Academies Press.

    Google Scholar 

  • Nerad, M., & Cerny, J. (1999). Postdoctoral patterns, career advancement, and problems. Science, 285, 1533–1535.

    Article  Google Scholar 

  • NRC (National Research Council) (1998). Trends in the early careers of life scientists. Washington: National Academy Press.

    Google Scholar 

  • Parker, P., & Arthur, M. B. (2000). Careers, organizing, and community. In M. A. Peiperl, M. B. Arthur, R. Goffee & T. Morris (Eds.), Career frontiers: New conceptions of working lives (pp. 99–121). Oxford: Oxford University Press.

  • RAE (Research Assessment Exercise) (2005). Guidance on Submissions. RAE 03/2005 (http://www.rae.ac.uk/pubs/2005/03/).

  • Roberts, S. G. (2002). Set for success: The supply of people with science, technology, engineering and mathematics skills. London: HM Treasury.

    Google Scholar 

  • Robin, S., & Cahuzac, E. (2003). Knocking on academia’s doors: An inquiry into the early careers of doctors in life sciences. Labour, 17, 1–23.

    Article  Google Scholar 

  • Scott, R. W. (1965). Reactions to supervision in a Heteronomous professional organization. Administrative Science Quarterly, 10, 65–81.

    Article  Google Scholar 

  • Sørensen, A. B. (1992). Wissenschaftliche Werdegänge und akademische Arbeitsmärkte. In K.-U. Mayer (Ed.), Generationsdynamik in der Forschung (pp 83–121). Frankfurt a. M.: Campus.

  • Stephan, P. E., & Levin, S. G. (2001). Career stage, benchmarking and collective research. International Journal of Technology Management, 22, 676–687.

    Article  Google Scholar 

  • Thompson, J., Åkerlind, G., Hooper, J., & Mazur, N. (2001). Postdoctoral Training and Employment Outcomes. EIP 01/10. Canberra: EIP Program, Higher Education Division, DETYA, Commonwealth of Australia.

  • Zabusky, S. E., & Barley, S. R. (1997). “You can’t be a stone if you’re cement”: Reevaluating the Emic identities of scientists in organizations. Research in Organizational Behavior, 19, 361–404.

    Google Scholar 

  • Zumeta, W. (1985). Extending the educational ladder., Mass. u.a. 1985. Lexington: D.C. Heath and Company.

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Grit Laudel.

Appendix

Appendix

Table A Characterisation of ECRs according to the independence of their research
Table B Characteristics of the cognitive, community and organisational careers of dependent and independent ECRs

Rights and permissions

Reprints and permissions

About this article

Cite this article

Laudel, G., Gläser, J. From apprentice to colleague: The metamorphosis of Early Career Researchers. High Educ 55, 387–406 (2008). https://doi.org/10.1007/s10734-007-9063-7

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10734-007-9063-7

Keywords

Navigation