Waking and dreaming consciousness: Neurobiological and functional considerations

https://doi.org/10.1016/j.pneurobio.2012.05.003Get rights and content
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Abstract

This paper presents a theoretical review of rapid eye movement sleep with a special focus on pontine-geniculate-occipital waves and what they might tell us about the functional anatomy of sleep and consciousness. In particular, we review established ideas about the nature and purpose of sleep in terms of protoconsciousness and free energy minimization. By combining these theoretical perspectives, we discover answers to some fundamental questions about sleep: for example, why is homeothermy suspended during sleep? Why is sleep necessary? Why are we not surprised by our dreams? What is the role of synaptic regression in sleep? The imperatives for sleep that emerge also allow us to speculate about the functional role of PGO waves and make some empirical predictions that can, in principle, be tested using recent advances in the modeling of electrophysiological data.

Highlights

► We present a theoretical review of sleep with a special focus on pontine-geniculate-occipital waves and what they tell us about sleep and consciousness. ► We review the nature and purpose of sleep in terms of protoconsciousness and predictive coding, using the free energy principle. ► By combining these theoretical perspectives, we discover answers to some fundamental questions: such as why is homeothermy suspended during sleep? Why is sleep necessary? Why are we not surprised by our dreams? What is the role of synaptic regression in sleep? ► In brief, we show that the brain can optimize itself during sleep by minimizing the statistical complexity of its model of the waking world. ► The implicit optimization processes are remarkably consistent with the known neurobiology of sleep and provide testable predictions about its functional anatomy.

Abbreviations

AIM
activation, input-gating and modulation
REM
rapid eye movement
PGO
pontine-geniculate-occipital
LGB
lateral geniculate body

Keywords

Sleep
Consciousness
Prediction
Free energy
Neuronal coding
Rapid eye movement sleep
Pontine-geniculate-occipital waves
Neuromodulation

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