Authorship and citation manipulation in academic research

PLoS One. 2017 Dec 6;12(12):e0187394. doi: 10.1371/journal.pone.0187394. eCollection 2017.

Abstract

Some scholars add authors to their research papers or grant proposals even when those individuals contribute nothing to the research effort. Some journal editors coerce authors to add citations that are not pertinent to their work and some authors pad their reference lists with superfluous citations. How prevalent are these types of manipulation, why do scholars stoop to such practices, and who among us is most susceptible to such ethical lapses? This study builds a framework around how intense competition for limited journal space and research funding can encourage manipulation and then uses that framework to develop hypotheses about who manipulates and why they do so. We test those hypotheses using data from over 12,000 responses to a series of surveys sent to more than 110,000 scholars from eighteen different disciplines spread across science, engineering, social science, business, and health care. We find widespread misattribution in publications and in research proposals with significant variation by academic rank, discipline, sex, publication history, co-authors, etc. Even though the majority of scholars disapprove of such tactics, many feel pressured to make such additions while others suggest that it is just the way the game is played. The findings suggest that certain changes in the review process might help to stem this ethical decline, but progress could be slow.

MeSH terms

  • Authorship*
  • Education*
  • Publishing / statistics & numerical data*
  • Research*

Grants and funding

This publication was made possible by a grant from the Office of Research Integrity through the Department of Health and Human Services: Grant Number ORIIR130003. Contents are solely the responsibility of the authors and do not necessarily represent the official views of the Department of Health and Human Services or the Office of Research Integrity. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.